Tagged: osman nawaz

Crowdfunding: Yieldstreet Hit with Charges of Misleading Investors Pertaining to Marine Deconstruction Loans, Settles with SEC

September 12, 2023 @ 3:17 pm By JD Alois |

The Securities and Exchange Commission (SEC) says it has settled charges against Yieldstreet, a top alternative investment platform mainly serving accredited investors. According to the SEC, Yieldstreet failed to disclose critical information pertaining to an asset-backed securities offering that totaled $14.5 million. Yieldstreet has settled… Read More

“Fintech Investment Advisor” Titan Target of SEC Enforcement Action, Pays Penalty to Settle Charges

August 21, 2023 @ 11:36 am By JD Alois |

The SEC has charged Titan Global Capital Management, described as a “Fintech investment advisor,” with touting hypothetical performance that was misleading. Titan has settled the allegations without admitting or denying the SEC’s claims. The firm has paid a small penalty of $192,454 in disgorgement as… Read More