“Fintech Investment Advisor” Titan Target of SEC Enforcement Action, Pays Penalty to Settle Charges
The SEC has charged Titan Global Capital Management, described as a “Fintech investment advisor,” with touting hypothetical performance that was misleading. Titan has settled the allegations without admitting or denying the SEC’s claims. The firm has paid a small penalty of $192,454 in disgorgement as… Read More
Read more in: Fintech, Blockchain & Digital Assets, Politics, Legal & Regulation | Tagged enforcement, osman nawaz, sec, securities and exchange commission, TITAN