Tagged: sanjay wadhwa

SEC Announces Charges Against Former Alameda CEO Caroline Ellison, FTX Co-Founder Gary Wang

December 21, 2022 @ 11:41 pm By JD Alois |

The Securities and Exchange Commission (SEC) has filed charges against former Alameda Research CEO Caroline Ellison and FTX co-founder and former CTO Gary Wang. The enforcement action was due to the pair’s role in the failure of FTX and their roles in a “multiyear scheme to… Read More

Digital Asset Enforcement Action: SEC Charges Media Companies with Illegal Unregistered Offering of a Digital Asset Security

September 13, 2021 @ 1:06 pm By JD Alois |

The Securities and Exchange Commission continues to file charges against firms that have issued digital assets that may be securities. Today, the SEC has charged New York City-based GTV Media Group Inc. and Saraca Media Group Inc., and Phoenix, Arizona-based Voice of Guo Media Inc,… Read More