Tagged: test the waters

CrowdLustro Offers Testing the Waters Capability for Reg CF as Well as Other Assets

November 17, 2022 @ 5:49 pm By JD Alois |

CrowdLustro, a Reg CF and alternative asset aggregation platform, has announced a new feature – a Testing the Waters option for issuers. Under current securities law, Reg CF (Regulation Crowdfunding) securities offerings may “Test the Waters” prior to an official launch of a funding round…. Read More

Read more in: General News, Strategy | Tagged michael knox, reg cf, test the waters, testing the waters

The SEC Wants to Extend Test the Waters for Issuers and That’s Good Thing

February 20, 2019 @ 7:55 pm By JD Alois |

Yesterday, the Securities and Exchange Commission (SEC) proposed a reform that would permit potential issuers to gauge investor interest prior to pursuing an offering. According to the SEC, the new rule and related amendments would expand the “test-the-waters” process, currently available to emerging growth companies or “EGCs,”… Read More