SEC Launches Portal For Voluntary Submission Of Solicitation Materials

September 25, 2013 @ 9:00 am By Charles Luzar

The SEC wants to examine how issuers are making use of general solicitation, and in order to do so they’re going to need some help.

The SEC’s web site now includes a form that allows digital submission of written materials used for the purpose of generally soliciting private placement offerings. Issuers are encouraged (but not required) to upload written materials to the SEC’s web site.

Note that “written materials” is a broadly defined term in this context. Written materials may include content such as audio or video as well.

None of the information submitted to the SEC is to be made public. The SEC will use any submitted materials as an indication of how to craft regulations going forward.

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 24, 2026 vs Jan 1, 2025 - Oct 24, 2025

Number of Filings131Prior 126 +4.0%

Target Raise, Total$3.40BPrior $3.54B -3.9%

	This YTD	Year prior	Change
Filings	131	126	+4.0%
Target raise	$3.40B	$3.54B	-3.9%

Sponsored by the Crowded Media Group the leading digital news service covering the global Fintech Industry, including digital assets, crowdfunding, tokenization, and other innovations in capital markets. email us @CrowdfundInside

Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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