Tagged: james dowd

Investment Crowdfunding Advocates Join to Launch New Fintech Startup GUARDD in Move to Boost Secondary Markets for Exempt Securities

November 24, 2020 @ 2:14 pm By JD Alois |

The exempt securities marketplace can be arcane and challenging to manage for entrepreneurs seeking to raise capital. The advent of online capital formation has helped to democratize access to capital as well as streamline securities offerings but hurdles do remain. A new startup co-founded by… Read More

Read more in: Featured Headlines, Blockchain & Digital Assets, Fintech, Regtech & Legaltech | Tagged blue sky, doug ellenoff, guardd, james dowd, jim dowd, nasaa, north capital, regulation a, regulation cf, secondary market, sherwood neiss

Prominent Group of Fintech Leaders Send Letter to SEC Chair Jay Clayton Demanding an Increase in Regulation Crowdfunding to $20 Million

July 23, 2018 @ 5:03 pm By JD Alois |

In a letter forwarded to Securities and Exchange Commission (SEC) Chairman Jay Clayton, a group of Fintech leaders demanded the Commission to increase Regulation Crowdfunding (Reg CF) from the current $1.07 million max amount to $20 million – a substantial increase to current rules. The… Read More

Read more in: General News, Featured Headlines, Politics, Legal & Regulation | Tagged cca, crowdfund capital advisors, doug ellenoff, james dowd, jay clayton, kendrick nguyen, microventures, nicholas tommarello, north capital, regulation cf, republic, ron miller, ryan feit, seedinvest, sherwood neiss, startengine, tyler gray, youngro lee