North American Securities Administrators Assocation - All News And Posts By Crowdfund Insider

Crowdfund Capital Advisors Founder Voices Support of the Expanding Access to Capital Act: “It’s a commitment to America’s spirit of enterprise”

February 21, 2024 @ 11:33 am By JD Alois |

Sherwood “Woodie” Neiss, Principal and co-founder of Crowdfund Capital Advisors (CCA), has sent a letter to Congress supporting HR 2799 or the Expanding Access to Capital Act – legislation that is designed to help entrepreneurs and small businesses while boosting the economy. The letter has… Read More

NASAA Adopts Statement of Policy on Peer to Peer Lending

September 20, 2022 @ 5:17 pm By JD Alois |

The North American Securities Administrators Association (NASAA) has announced a new Statement of Policy regarding peer-to-peer lending (P2P Lending) adopted during its annual Fall Meeting in Nashville. P2P lending is the act of individual investors providing capital to a borrower – either for a single… Read More

BlockFi to Pay Each State $944K to Settle Claims of Sales of Unregistered Securities: Ohio Securities Commissioner – Hopefully Other Unregistered Fintech Firms Take Notice

April 6, 2022 @ 6:45 pm By JD Alois |

BlockFi will pay each US state $943,396.22 as part of a settlement alleging the offer and sales of unregistered securities. This is according to a note from the Ohio Division of Securities, that posted a consent order this week regarding the matter. In February, it… Read More