Tagged: regulatory reporting

December 24, 2021 @ 8:48 am By Omar Faridi  |  

The UK’s Prudential Regulatory Authority (PRA) has imposed a financial penalty on Metro Bank plc “of £5,376,000 for failing to act with due skill, care and diligence in relation to the regulatory reporting of its capital position and for failings in its regulatory reporting governance,… Read More

September 22, 2021 @ 11:47 pm By Omar Faridi  |  

Qomply, an established transaction reporting company, and Euronext, the pan-European market infrastructure provider, have confirmed a connectivity partnership that aims to provide an enhanced transaction reporting service for industry participants. By connecting services, Qomply and Euronext will offer customers with a simple and straightforward solution… Read More

March 22, 2021 @ 10:57 am By Samantha Hurst  |  

  U.S.-based fintech Broadridge Financial Solutions (NYSE:BR) announced on Monday the expansion of its European fund regulatory reporting solution with the integration of transaction cost calculation services from financial products, trading, and market-making services provider Virtu Financial (NASDAQ: VIRT).   “The Broadridge and Virtu offering will provide… Read More

January 28, 2021 @ 10:35 pm By Omar Faridi  |  

Approximately half or 50% of companies that have previously submitted their regulatory reporting on the UK Financial Conduct Authority’s (FCA) Gabriel systems are now using RegData, the regulator recently confirmed. According to the FCA, RegData is central or key to their overall data strategy which… Read More

July 20, 2020 @ 4:25 pm By Omar Faridi  |  

Matthew Unger, CEO at Vancouver, Canada-based iComply Investor Services Inc, a global compliance platform for digital finance, reveals that updated regulations for strong client authentication and transaction monitoring now require Fintech companies to manage many complex tools. He points out in an Op-Ed on Finance… Read More

June 22, 2020 @ 1:14 am By Omar Faridi  |  

We recently caught up with Jay Nair, Senior Vice President of Financial Services at Infosys (NYSE: INFY), a global leader in digital services and consulting. The company has clients in 45 countries who use its services to develop their digital transformation strategies. The firm has… Read More