October 24, 2013 @ 10:39 am By Samuel Guzik  |  

(This is First in a Series of Articles Focusing on the Road Ahead to Final Rules and Beyond) Like many others around the country and around the world, I was excited to hear that nearly 19 months after the JOBS Act was signed into law,… Read More

October 22, 2013 @ 7:49 am By Samuel Guzik  |  

The SEC Finally Convenes on Crowdfunding Rules – Let the Sun Shine! It had been more than 18 months since President Obama signed into law the multi-faceted potpourri entitled the Jumpstart Our Business Startups Act (the JOBS Act).   One of the more controversial provisions… Read More

September 17, 2013 @ 8:04 am By Samuel Guzik  |  

September 23, 2013, represents an historic milestone for the U.S. securities industry. For the first time since the enactment of federal legislation in 1933, companies will be allowed to publicly solicit investors and advertise the sale of securities without registering the offering with either the… Read More