CAT Financial Products Selects Fintech Broadridge for Post-Trade Processing of Structured Products

CAT Financial Products Ltd. (CATFP), which claims to be one of the leading independent Swiss providers of securities and investment services for structured products, has transformed its front to back office processing efficiency “by implementing the international multi-asset post-trade processing solution” from global Fintech Broadridge Financial Solutions, Inc. (NYSE:BR).

Through Broadridge‘s solution, CATFP benefits “from an operationally resilient, cloud-based platform that provides scale and agility.”

It enables CATFP to set “a new standard through its highly innovative operational model that combines principal trading for securities, derivatives, FX and crypto markets, together with its issuance and agency brokerage service for Actively Managed Certificates (AMCs).”

Stephan Giselbrecht, COO, CATFP, said:

“We are strategically positioned to gain new momentum through the development of structured products, AMCs and exchange-traded products, all delivered through an enhanced and differentiated client service offering. Broadridge, through its advanced technology and outstanding service provision, stood out as our natural go-to partner to enable a frictionless, unified post-trade infrastructure and best-in-class service across all asset types.”

Danny Green, Head of International Post-Trade Solutions, Broadridge, said:

“We are proud to be supporting CATFP, giving them the strongest technology foundation at the heart of their business and supporting their stated mission to be ‘always ahead’ through the provision of differentiated client services. They can depend on our unwavering commitment to drive efficiency through the highest levels of straight-through processing and API-enabled services that reduce risk and provide the flexibility and capacity for future growth, while optimising cost/income ratios.”

As noted in the update, CAT Financial Products Ltd claims it is “one of the leading Swiss securities houses for investment solutions in the structured products market.”

CATFP has been “offering its services to professional asset managers, banks and institutional investors since 2012, using one of the most innovative technologies.”

As covered, Broadridge Financial Solutions, a global Fintech “with more than $5 billion in revenues, provides the critical infrastructure that powers investing, corporate governance and communications to enable better financial lives.”

They aim to “deliver technology-driven solutions that drive business transformation for banks, broker-dealers, asset and wealth managers and public companies.”

Broadridge’s infrastructure “serves as a global communications hub enabling corporate governance by linking thousands of public companies and mutual funds to tens of millions of individual and institutional investors around the world.”



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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 22, 2026 vs Jan 1, 2025 - Oct 22, 2025

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Number of Filings130Prior 125 +4.0%
Target Raise, Total$3.37BPrior $3.54B -4.7%
This YTDYear priorChange
Filings 130 125 +4.0%
Target raise $3.37B $3.54B -4.7%

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This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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