Filing volume digest
Wednesday, Nov 4, 2026 (full day, per the EDGAR daily index): Reg D: 189 new Form D and 130 D/A filings. Reg CF: 1 new Form C (Solar Development Group LLC), 2 C/A (Satschel, Inc.), 2 C-U progress updates (Hawaiian Ola Brewing, Shippy Nation), 1 C-W withdrawal (Sparrow Vision) and 5 C-AR annual reports (Coco Nation, For Sure Nation, Valance Nation, W Motorhome Sales North America and ZeroT24 Nation). Reg A: no new Form 1-A; 1 1-A/A (Doroni Aerospace), 2 1-A POS (Modern Mining Technology, Tirios Propco Series), 1 1-K annual report (IdentifySensors Biologics) and 1 1-U current report (AtomBeam Technologies).
After 5 PM ET Wednesday through about 7 AM Thursday (EDGAR live feed): 50 more Form D and 9 D/A filings. AI3 Bio filed a $48.3M post-merger equity round and Vuelta Holdings reported $443M sold to one investor. The largest figures, Andersen Aggregator and AT Umbrella at $1.92B each, come from an internal reorganization with no cash paid. Barington Companies Equity Partners updated its hedge fund at $209.5M sold to 154 investors, and a wave of small Rule 506(b) venture SPVs from roll-up and angel-fund platforms filed overnight. No new Reg CF or Reg A filings overnight. Offering amounts are maximums, not money raised.
Spotlight
AI3 Bio files a $48.3M post-merger equity round
Form D (new) · Rule 506(b) · Biotechnology · Equity · $48.34M offering, fully sold · 8 investors · First sale Jun 9, 2026 · Watertown, MA · Filed Nov 4, 2026
AI3 Bio, Inc., a Watertown, Massachusetts biotechnology company, filed a first-time Form D on Wednesday evening reporting a $48.3 million equity financing fully sold to 8 investors, with the first sale dated June 9, 2026. The filing says the round was completed after a merger and that the shares were not issued in the merger itself. Steven Altschuler and Alan Ezekowitz are among the people named, and a second notice filed minutes later lists an open-ended offering with no further sales yet.
Health care is one of the sectors where investor sentiment is running hotter than the overall market, and sentiment on biotech stocks has improved over the past month. Deal chatter is helping: AstraZeneca was reported this week to have approached Rhythm Pharmaceuticals at about $10 billion.
Vuelta Holdings reports $443M sold to a single investor in a new Form D
Form D (new) · Rule 506(b) · Other · Equity · Indefinite offering, $443.03M sold · 1 investor · First sale Oct 22, 2026 · Kannapolis, NC · Filed Nov 4, 2026
Vuelta Holdings LP of Kannapolis, North Carolina filed its first Form D on Wednesday evening reporting $443 million in equity sold to a single investor on an indefinite Rule 506(b) offering, with the first sale dated October 22, 2026. Pitchwise Vuelta GP, LLC, Pitchwise Holdings LLC, Corey Woolfolk and Ann Rodriguez are the related persons listed.
A nine-figure sale to one investor usually points to a holding or acquisition vehicle rather than a broad fundraise; the filing itself does not describe the business. Falling Treasury yields after the midterms are easing financing costs for large private transactions.
Andersen Aggregator's $1.92B Form D reflects a reorganization, not new cash
Form D (new) · Rule 506(b) · Business services · Equity and promissory notes · $1.92B offering, fully sold · 438 investors · First sale Dec 16, 2025 · San Francisco, CA · Filed Nov 4, 2026
Andersen Aggregator LLC of San Francisco filed a first-time Form D on Wednesday evening reporting $1.92 billion sold to 438 investors, but the filing says the transaction is an internal reorganization of affiliated entities in which no cash was paid. Three related filers at the same 333 Bush Street address filed alongside it: AT Umbrella LLC with the same $1.92 billion figure and one investor, MD Investment LLC at $168.6 million to 416 holders, and MD Management LLC at $19.3 million to 355.
These four notices account for the largest dollar figures in the overnight feed, but they describe the same restructuring, so the amounts should not be added together or counted as capital raised.
Barramundi Series 43 SPV for Diamond Foundry reports $15.6M fully sold
Form D (new) · Rule 506(b), 3(c)(1) · Pooled investment fund (SPV) · $15.61M offering, fully sold · 12 investors · $50,000 minimum · First sale Jun 17, 2026 · Barramundi Capital LLC (sales compensation) · Boca Raton, FL · Filed Nov 4, 2026
Barramundi - Series 43 - Diamond Foundry, a Boca Raton, Florida special purpose vehicle named for lab-grown diamond maker Diamond Foundry, filed a first-time Form D on Wednesday reporting its $15.6 million offering fully sold to 12 investors with a $50,000 minimum. Barramundi Capital LLC is listed for sales compensation, Meghan and Joseph McGowan are named as executive officers, and a sister Series 41 Diamond Foundry vehicle also filed on Wednesday afternoon.
Single-company SPVs keep giving accredited investors a way into late-stage private names. Sentiment on listed jeweler Signet, a major seller of lab-grown diamonds, has cooled over the past month, a reminder that the category's public comps are under pressure.
Hiive-placed CI Fintech 05 SPV updates at $4.7M fully sold
Form D/A · Rule 506(b), 3(c)(1) · Pooled investment fund (SPV) · $4.70M offering, fully sold · 12 investors · $50,000 minimum · First sale Feb 12, 2026 · Hiive Markets Limited (sales compensation) · New York, NY · Filed Nov 4, 2026
CI Fintech 05, a Series of CIM KLSH-A, LLC, a New York investment vehicle, amended its Form D on Wednesday evening to report its $4.7 million offering fully sold to 12 investors with a $50,000 minimum. Secondary marketplace Hiive Markets Limited is listed for sales compensation, with $234,960 in sales commissions disclosed, and Christopher DeLap is named as executive officer. The filing does not name the underlying fintech company.
Secondary platforms such as Hiive continue to package private fintech exposure into small SPVs. Investor sentiment on financial stocks is tracking the broader market.
Recent Annual Reports (Form C-AR)
ZeroT24 Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $0
- Net income
- -$90.3K
- Total assets
- $183.6K
- Employees
- 0
ZeroT24 Nation LLC filed its annual report reporting revenue of $0 and a net loss of $90.3K for fiscal year 2025, with $183.6K in total assets and 0 employees.
View on EDGAR →
Coco Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $231
- Net income
- -$67.4K
- Total assets
- $118.9K
- Employees
- 0
Coco Nation LLC filed its annual report reporting revenue of $231 and a net loss of $67.4K for fiscal year 2025, with $118.9K in total assets and 0 employees.
View on EDGAR →
Valance Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $0
- Net income
- -$45.5K
- Total assets
- $59.6K
- Employees
- 0
Valance Nation LLC filed its annual report reporting revenue of $0 and a net loss of $45.5K for fiscal year 2025, with $59.6K in total assets and 0 employees.
View on EDGAR →
For Sure Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $217
- Net income
- -$49.2K
- Total assets
- $82.8K
- Employees
- 0
For Sure Nation LLC filed its annual report reporting revenue of $217 and a net loss of $49.2K for fiscal year 2025, with $82.8K in total assets and 0 employees.
View on EDGAR →
W Motorhome Sales North America, Inc.
Filed 2026-11-04 · FY 2025
- Revenue
- $153.4K
- Net income
- -$143.9K
- Total assets
- $1.5M
- Employees
- 3
W Motorhome Sales North America, Inc. filed its annual report reporting revenue of $153.4K and a net loss of $143.9K (vs a $234.2K loss the prior year) for fiscal year 2025, with $1.5M in total assets and 3 employees.
View on EDGAR →
Data generated: 2026-11-05T12:08:08Z
