Filing volume digest
Wednesday, Nov 4, 2026 (full day, per the EDGAR daily index): Reg D: 189 new Form D and 130 D/A filings. Reg CF: 1 new Form C (Solar Development Group LLC), 2 C/A (Satschel, Inc.), 2 C-U progress updates (Hawaiian Ola Brewing, Shippy Nation), 1 C-W withdrawal (Sparrow Vision) and 5 C-AR annual reports (Coco Nation, For Sure Nation, Valance Nation, W Motorhome Sales North America and ZeroT24 Nation). Reg A: no new Form 1-A; 1 1-A/A (Doroni Aerospace), 2 1-A POS (Modern Mining Technology, Tirios Propco Series), 1 1-K annual report (IdentifySensors Biologics) and 1 1-U current report (AtomBeam Technologies).
After 5 PM ET Wednesday through about 7 AM Thursday (EDGAR live feed): 50 more Form D and 9 D/A filings. AI3 Bio filed a $48.3M post-merger equity round and Vuelta Holdings reported $443M sold to one investor. The largest figures, Andersen Aggregator and AT Umbrella at $1.92B each, come from an internal reorganization with no cash paid. Barington Companies Equity Partners updated its hedge fund at $209.5M sold to 154 investors, and a wave of small Rule 506(b) venture SPVs from roll-up and angel-fund platforms filed overnight. No new Reg CF or Reg A filings overnight. Offering amounts are maximums, not money raised.
Thursday, about 7 to 8:10 AM ET (EDGAR live feed): A quiet open, with 1 new Form D and 2 D/A filings. MCP Emerging Markets LLP, a London fund, amended its notice to report $52.5M sold to 4 investors with a $1M minimum, and Metari Technologies, a London environmental services company, updated an $8.08M equity raise that reports about $12,800 sold. VERTEXDE Ltd of Denver filed a new notice reporting $100M sold to 10,000 investors with a first sale dated today, figures that are unusual for a first filing. No new Reg A, Form C or C-AR filings in this window. Offering amounts are maximums, not money raised.
Thursday, about 8:10 to 9:05 AM ET (EDGAR live feed): 5 new Form D filings and no D/A, Reg A, Form C or C-AR activity. WG Wayzata DST, a Bloomington, Minnesota commercial Delaware statutory trust sponsored by Exchange Realty, filed a first-time notice for an $11.1 million Rule 506(c) equity offering, reporting $1.31 million sold to 2 investors with a $50,000 minimum and Metric Financial listed for sales compensation. Four small Claymont, Delaware series LLC vehicles tied to the CGF platform also filed fully sold Rule 506(b) notices between $37,000 and $61,500 (FLI 10267, WTI 1026, MOE Collective Enterprise and Mom Snacks Apr 2025). Offering amounts are maximums, not money raised.
Thursday, about 9:05 to 10:05 AM ET (EDGAR live feed): 20 new Form D and 11 D/A filings, with no Reg A, Form C or C-AR activity. GOA Therapeutics, whose DealMaker-led Reg A offering was qualified on October 13, filed a $225 million Rule 506(c) equity raise with $300,000 sold. Clarion Alternative Sectors Fund updated its notice at $1.18 billion sold to 42 investors, JP Solidarity Impact Fund reported $78.4 million sold, and Pelorus Growth Fund kept a $1 billion Rule 506(c) offering open at $3.58 million sold. Stealth Critical Metals of Houston reported a fully sold $6.5 million round, BlueArc’s Montage Investment series reported $24.9 million from 93 investors, and another 10 small CGF-platform and angel SPV series filed fully sold notices. Offering amounts are maximums, not money raised.
Thursday, about 10:05 to 11:05 AM ET (EDGAR live feed): 17 new Form D and 7 D/A filings, with no Reg A, Form C or C-AR activity. NorthPoint’s two new Kansas City real estate entities reported $1.26 billion sold to 392 investors in a joint first notice, India’s Kedaara Capital Public Markets Fund I reported $160.3 million from 292 investors, and YFM Private Equity of Leeds filed a $180 million fund notice with no sales yet. Woodlock Family Capital updated its hedge fund notice at $112 million sold, Arc24 Credit Offshore at $91.7 million, and Austin tech company Contoro reported $11 million sold toward a $33.2 million round. Another five CGF-platform and Sandlot SPV series filed small notices. Offering amounts are maximums, not money raised.
Thursday, about 11:05 AM to 12:10 PM ET (EDGAR live feed): 14 new Form D and 4 D/A filings, 2 Reg CF progress updates and no Reg A or C-AR activity. GeoPark reported $514.9 million in shares issued as non-cash payment for 95% of Energy Assets International, StartEngine Private Funds filed a new $4.6 million series, and DealMaker-hosted TOKYOPOP and Automated Retail Technologies reported final Reg CF raises of $520,226 and $807,953. Chicago tech company Part II reported a $6.5 million round nearly fully sold to 36 investors, Spandrel Sponsors Fund II updated at $19.9 million sold, and new fund notices came from TRF VII co-investment vehicles, Hedosophia and Quantum Yield Fund with no sales yet. Offering amounts are maximums, not money raised.
Thursday, about 12:10 PM to 1:00 PM ET (EDGAR live feed): 10 new Form D and 12 D/A filings, with no Reg A, Reg CF or C-AR activity. Blue Owl Real Estate Exchange VII DST updated its $310.3 million offering at $38.7 million sold, Primordial Labs reported $18.5 million sold in a $21 million round, and Chicago’s OCP Real Estate CV II reported a fully sold $30.3 million continuation vehicle with 19 investors. Other notices included a $6 million HealthVest Fund V offering with no sales yet, new fund filings from Pier Litigation Finance Fund II and Excellere Steel SPV, and fund updates from Vertical Partners ($157.6 million sold) and Needham Contrarian QP Fund ($140.6 million sold). Offering amounts are maximums, not money raised.
Thursday, about 1:00 PM to 2:10 PM ET (EDGAR live feed): 32 new Form D and 17 D/A filings, plus 1 Reg CF amendment and 1 C-AR. Redwood Offshore Fund updated at $1.65 billion sold, Braemont Partners II reported $531.6 million across Fund II vehicles, and CapitalSpring Investment Partners VII updated at $501.1 million sold. AQR Delphi Equity Market Neutral Offshore filed a first notice reporting $177.9 million sold, Not Wood of Phoenix reported $20.0 million sold in a $21.8 million round, and StartEngine-hosted Innovega extended its Reg CF deadline to February 1, 2027 on a $2.75 million maximum. Other notices included Lone Star’s LSREF VII Japan Holdings ($15 million sold), Fortress’s FREX DB Series I DST ($13.2 million sold toward $40.2 million), CoreCommodity Founders I ($320.1 million sold), Chimney Rock Equity Partners Fund I ($142.4 million sold), and a cluster of AQR Flex series vehicles. SmartSoda Holdings filed a Form C-AR. Offering amounts are maximums, not money raised.
Thursday, about 2:10 PM to 3:10 PM ET (EDGAR live feed): 16 new Form D filings and 1 D/A, plus 2 Reg CF amendments, 1 Reg A supplement and 1 C-AR. Multiply Labs reported a fully sold $52.25 million round, Traws Pharma filed a $50 million private placement notice, and Animal Capital Fund III updated at $29.6 million sold toward $50 million. Other notices included Apis Point Energy HoldCo ($8.9 million sold of $12 million), Evolutionary Operating System ($8.97 million sold), Trinity AI Boston ($6 million sold), BridgeHealth Pharmaceuticals ($3.5 million sold) and two new Tenex EVG private equity vehicles. DealMaker-hosted Standard Carbon Technology extended its Reg CF deadline, Satschel amended its Series B SAFE terms, Rise Companies (Fundrise) filed a Reg A 253G2 supplement, and Yummy Future filed a C-AR. Offering amounts are maximums, not money raised.
Thursday, about 3:10 PM to 4:10 PM ET (EDGAR live feed): 11 new Form D and 4 D/A filings, plus 2 Reg CF amendments and 1 Reg A post-qualification amendment. Peachtree Opportunity Zone Fund filed a first-time $250 million Rule 506(c) real estate notice, Wellstreet Realty posted a Reg A Tier 2 1-A POS on a $75 million common stock offering, and Healthcare Liquid Asset Fund updated at $44 million sold. Other notices included Ares SecureSpace Sapling Co-Invest (indefinite, $0 sold), Awesome ROI Fund III ($20 million, $0 sold), Hexagon Labs (fully sold $5.80 million), Eastwall (nearly fully sold $3.95 million), VFF V Co-Invest 5-A and BP Neuralink (both indefinite with no sales yet). StartEngine-hosted Tapville Franchising extended its Reg CF deadline, and Republic-hosted Hollywood Hills cut its minimum to $100. No new C-AR filings in this window. Offering amounts are maximums, not money raised.
