Filing volume digest
Tuesday, Nov 3, 2026 (full day, per the EDGAR daily index): Reg D: 144 new Form D and 109 D/A filings. Reg CF: 1 new Form C (Scopify LLC), 2 C/A (Rad Life Mobility, Reiturn) and 1 C-U (HEVO). Reg A: 1 new Form 1-A (Nextchip Inc.), 1 1-A/A (Timeplast), 1 1-A POS (My Racehorse CA), 1 253G2 supplement (Energea Portfolio 5 LATAM) and 1 1-U current report. No C-AR annual reports in the index.
After 5 PM ET Tuesday through about 7 AM Wednesday (EDGAR live feed): 39 more Form D and 35 D/A filings. The biggest figures are AE Industrial Partners BR Fund’s new filing at $851.3M sold to 38 investors and Dawson Portfolio Finance 7’s three amended vehicles at about $6.15B sold combined. Fundomo of Keene, NH filed three new fully sold venture funds totaling $184.7M, Bain Capital Senior Loan Fund updated at $3.32B sold, MAK One Fund at $895.1M, and DST Global XI Access filed two new vehicles, with Goldman Sachs listed for sales compensation on the onshore LLC. On Reg CF, W Motorhome Sales North America filed a C-AR annual report and Hawaiian Ola Brewing filed a C-U progress update. No new Form C or Reg A offerings overnight.
Wednesday morning, about 7:50 to 9:15 AM ET (EDGAR live feed): 1 new Form D and 5 D/A filings, all small or routine. Critical Frontier SPV 4 of Montecito, CA filed a new venture SPV notice (and an amendment) at $7.83M sold to 21 investors, and sister vehicle SPV 3 updated at $6.3M fully sold to 9. NEXROC Group, a serial Form D filer we noted on Monday, amended a $50M filing that reports a single investor. On Reg A, IdentifySensors Biologics filed a 1-K annual report. No new Form C, C-AR or Reg A offerings in this window.
Wednesday, about 9:15 to 10:10 AM ET (EDGAR live feed): 8 new Form D and 6 D/A filings. On Reg A, Doroni Aerospace filed a post-qualification amendment to take its DealMaker-run offering to the $75M cap, and Modern Mining Technology filed a 1-A POS. Hedge fund updates led the Form D side by dollars, with Divisar Partners QP at $575.7M sold to 45 investors and EleganTree’s Pinon portfolio at $375.4M; Dimeco, the Honesdale, PA bank holding company, reported a $25M debt raise fully sold to 25 investors. Ephod Securities of Denver filed a new Rule 506(c) notice reporting $100M sold to 10,000 investors with a first sale dated today, figures that are unusual for a first filing. No new Form C or C-AR filings in this window.
Wednesday, about 10:10 to 11:10 AM ET (EDGAR live feed): 6 new Form D and 11 D/A filings, plus one Reg CF amendment. Legora led by far with a Form D for its $550M Series E showing $220.8M sold to 44 investors. Fund updates filled out the rest, with Nuveen-linked NHIT trusts reporting large cumulative totals, Luiro Fund at $325M from a single investor and Roq.ad of Palo Alto at $10.9M of a $14.8M equity raise; Kilmichael Bancorp in Mississippi reported an $8M debt raise fully sold. On Reg CF, Satschel filed a Form C/A for its Series B SAFE offering on Liquidity.io ($1M target, $5M max), noting no investors to date. No new Reg A or C-AR filings in this window.
Wednesday, about 11:10 AM to 12:05 PM ET (EDGAR live feed): 7 new Form D and 12 D/A filings, plus another Reg CF amendment from Satschel. Fund updates led by dollars, with JVM Preferred Equity Fund of Oak Brook, IL reporting $215.3M sold to 443 investors since 2018 and Florin Court Capital’s HV Fund at $165.4M. Nasdaq-listed Data I/O filed a new $3M Form D and amended a $13.25M one, both fully sold, and VP Jacksonville Holdings of Cincinnati reported a $6.78M commercial real estate raise fully sold to 14 investors. Satschel also amended a $15M Rule 506(c) notice alongside its Form C/A, with no sales yet. No new Reg A, Form C or C-AR filings in this window.
Wednesday, about 12:05 to 1:05 PM ET (EDGAR live feed): 23 new Form D and 35 D/A filings, plus three Reg CF annual reports. Palmer Square Capital of Mission Woods, KS dominated the hour with 17 fund amendments reporting about $7.32B sold combined, and Guilford Capital Credit III, at the same Mission Woods address, updated three vehicles at about $1.39B. Invesco Real Estate Exchange’s new IREX VI Retail DST filed for a $90.9M all-cash 1031 offering, CMWA Capital Appreciation Fund of Beachwood, OH reported $387M sold to 425 investors, and LCP Columbus Portfolio of Denver reported a $40M commercial real estate raise fully sold to 79 investors. StartEngine Private filed a Form D for Series 95-1 ($129,900 sold of $405,000), and Coco Nation, Valance Nation and For Sure Nation, all on ALAO Invest, filed C-AR annual reports. No new Reg A or Form C filings in this window. Offering amounts are maximums, not money raised.
Palmer Square updates 17 private funds at about $7.32B sold combined
Form D/A · 17 amendments · Rule 506(b) and 3(c)(7) pooled funds · About $7.32B sold combined · Mission Woods, KS · Filed Nov 4, 2026
Palmer Square Capital filed 17 Form D amendments in under 15 minutes on Wednesday afternoon, covering its credit, loan, income and real estate vehicles. Together the notices report about $7.32 billion sold, led by Palmer Square Income Plus Fund at $1.69B, the Ultra-Short Duration Investment Grade Fund at $1.23B, the Multi-Asset Credit Fund at $955.4M and the Opportunistic Credit Fund U.S. at $891.4M. One new private credit offshore vehicle reports no sales yet.
Form D amendments report cumulative sales since each fund’s first sale, so this batch is a snapshot of assets raised over years, not new money this week. The size of the batch still shows how much private credit and income capital now runs through Reg D exempt funds.
Invesco's IREX VI Retail DST files for a $90.9M all-cash 1031 offering
Form D · New notice · Rule 506(b) · Equity · $90,860,215 offering · $387,044 sold · 1 investor · $250,000 minimum · First sale Oct 20, 2026 · Dallas, TX · Filed Nov 4, 2026
IREX VI Retail DST, a new Delaware statutory trust sponsored by Invesco Real Estate Exchange, filed a first Form D on Wednesday for a $90.9 million equity offering under Rule 506(b). The trust holds portions of Knightdale Marketplace, a shopping center near Raleigh, North Carolina, with no debt. The notice reports $387,044 sold to one investor so far, a $250,000 minimum and about $5.45 million in estimated sales commissions.
DSTs let investors defer capital gains through Section 1031 exchanges, and institutional sponsors have become a steady source of large Reg D real estate offerings.
Legora files a Form D for its $550M Series E, reporting $220.8M sold so far
Form D · Rule 506(b) · Equity · $550M offering · $220,820,026 sold, $329,179,974 remaining · 44 investors · First sale Oct 20, 2026 · Delaware corporation (2023) · Legal AI software · Filed Nov 4, 2026
Legora, the legal AI company led by CEO Max Junestrand, filed a Form D on Wednesday for a $550 million equity offering under Rule 506(b), matching the Series E it announced on October 21 at an $8.8 billion post-money valuation. The notice reports $220.8 million sold to 44 investors so far, with about $329.2 million still to close, and a first sale dated October 20. It is Legora's fourth Form D since mid-2025.
Form D figures track what has actually closed, so the gap between the $550M headline and the $220.8M reported sold shows the round is still being funded in tranches. Legora says the new money takes total funding past $1.4B and follows a $5.6B valuation in its prior round about six months ago, a pace that keeps legal AI among the most heavily funded private software categories this year.
Doroni Aerospace moves to lift its DealMaker-run Reg A+ raise to the $75M cap
Form 1-A/A (post-qualification amendment No. 2) · Reg A Tier 2 · Series Seed-3 Preferred at $3.72 · Up to 7,169,101 more shares (incl. 1,194,850 bonus shares), about $27.4M · $75M aggregate including the prior qualified tranche · $1,000.68 minimum plus 3.5% fee · DealMaker Securities · Coral Springs, FL · Filed Nov 4, 2026
Doroni Aerospace, the Coral Springs, Florida developer of the two-seat H1-X personal eVTOL aircraft, filed a post-qualification amendment on Wednesday morning to raise its Regulation A Tier 2 offering to the $75 million annual limit. The amendment adds up to 7,169,101 Series Seed-3 Preferred shares at $3.72, about $27.4 million including bonus shares, after the company reported issuing 14,382,918 of the 16.8 million shares previously qualified as of October 26. DealMaker Securities is the broker-dealer, and the new shares can't be sold until the SEC qualifies the amendment.
Doroni is pre-revenue, and the filing’s financial summary shows about $13.4M in cash, $14.7M in total assets and a net loss of about $8.5M, with 2 full-time and 5 part-time employees. A company coming back to lift a nearly sold-out Reg A+ round, at a higher price, is one of the clearer demand signals in online capital formation; it lands on a day when risk appetite is strong in public markets after the midterm results.
AE Industrial Partners BR Fund files a new Form D with $851.3M already sold
Form D (new) · Rule 506(b) · Pooled investment fund (private equity) · Indefinite offering, $851.29M sold · 38 investors · First sale Oct 26, 2026 · Harris Williams LLC (sales compensation) · Boca Raton, FL · Filed Nov 3, 2026
AE Industrial Partners BR Fund, LP, a Boca Raton, Florida private equity vehicle formed in 2026, filed its first Form D on Tuesday evening reporting $851.3 million sold to 38 investors on an indefinite Rule 506(b) offering. The first sale is dated October 26, 2026, Harris Williams LLC is listed as a sales-compensation recipient, and Michael Greene and David Rowe are named as executive officers and promoters.
Most new fund notices report little or nothing sold; this one arrived with more than $850 million already placed with a small institutional investor base. Industrials sentiment has been running in line with the broader market, and the private-capital backdrop is mixed, with listed alternative managers such as KKR seeing weaker sentiment over the past month.
Recent Annual Reports (Form C-AR)
Coco Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $231
- Net income
- -$67.4K
- Total assets
- $118.9K
- Employees
- 0
Coco Nation LLC filed its annual report reporting revenue of $231 and a net loss of $67.4K for fiscal year 2025, with $118.9K in total assets and 0 employees.
View on EDGAR →
Valance Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $0
- Net income
- -$45.5K
- Total assets
- $59.6K
- Employees
- 0
Valance Nation LLC filed its annual report reporting revenue of $0 and a net loss of $45.5K for fiscal year 2025, with $59.6K in total assets and 0 employees.
View on EDGAR →
For Sure Nation LLC
Filed 2026-11-04 · FY 2025 · ALAO Invest LLC
- Revenue
- $217
- Net income
- -$49.2K
- Total assets
- $82.8K
- Employees
- 0
For Sure Nation LLC filed its annual report reporting revenue of $217 and a net loss of $49.2K for fiscal year 2025, with $82.8K in total assets and 0 employees.
View on EDGAR →
W Motorhome Sales North America, Inc.
Filed 2026-11-04 · FY 2025
- Revenue
- $153.4K
- Net income
- -$143.9K
- Total assets
- $1.5M
- Employees
- 3
W Motorhome Sales North America, Inc. filed its annual report reporting revenue of $153.4K and a net loss of $143.9K (vs a $234.2K loss the prior year) for fiscal year 2025, with $1.5M in total assets and 3 employees.
View on EDGAR →
Making Fun, Inc.
Filed 2026-10-30 · FY 2026 · StartEngine Capital, LLC
- Revenue
- $1.15M
- Net income
- -$185.6K
- Total assets
- $190.4K
- Employees
- 0
Making Fun, Inc. filed its annual report reporting revenue of $1.1M (-21% vs $1.5M the prior year) and a net loss of $185.6K for fiscal year 2026, with $190.4K in total assets and 0 employees.
View on EDGAR →
Data generated: 2026-11-04T18:10:45Z
