Tagged: equidate

January 30, 2019 @ 4:07 am By JD Alois  |  

Equidate has rebranded to become Forge Global, Inc. (Forge). Forge is an online marketplace for pre-IPO securities, like Spotify, Lyft, 23 and Me and others. Forge reports having topped $1 billion in transactions. Alongside the change of name Forge announced the expansion of its Series B funding… Read More

December 12, 2016 @ 10:40 pm By JD Alois  |  

Equidate has settled with the SEC for selling unregistered swaps involving pre-IPO companies. The San Francisco-based Fintech firm agreed to settle the charges it had violated federal securities laws by failing to register security-based swaps that were sold online to shareholders in pre-IPO companies. Equidate stopped offering security-based… Read More

July 14, 2015 @ 8:47 am By Anthony Zeoli  |  

  What started as an action against a single company in late June has evolved into a probe of an entire industry. As reported by the Wall Street Journal late last week, the Securities and Exchange Commission (SEC) has launched a new probe spurred by… Read More