Tagged: george georgiades

January 10, 2018 @ 12:13 pm By JD Alois  |  

FinTech4Good, Alternative Assets, Asia Finance Association, and the Wall Street Blockchain Alliance, have joined together to create the 2018 Digital Assets Investment Forum (DAIF) scheduled for January 16th, 2018 in New York. This is a one day seminar covering all things blockchain including the fast evolving… Read More

May 20, 2017 @ 4:30 pm By Scott Andersen & George S. Georgiades  |  

With the one year anniversary of Crowdfunding under Regulation Crowdfunding occurring on May 16th, business executives and compliance officers at registered Crowdfunding Portals (CFPs) should be actively preparing for their first regulatory examination by the Financial Industry Regulatory Authority (FINRA).   FINRA’s 2017 exam cycle… Read More

March 21, 2017 @ 9:55 pm By Scott Andersen & George S. Georgiades  |  

Much excitement has been generated with the enactment of Regulation Crowdfunding (Reg CF) and the ability of non-accredited investors to invest in startup companies in the United States. The SEC recently reported that while early capital raising efforts is still growing, Regulation Crowdfunding has provided… Read More

August 10, 2016 @ 10:47 pm By Scott Andersen & George S. Georgiades  |  

General solicitation is growing for securities offerings conducted under Rule 506(c) and Reg A+ Tier II in the US.  A more limited form of general solicitation is also available to issuers participating in offerings pursuant to Title III of the JOBS Act (Crowdfunding).  Issuers may… Read More