This past week, the Securities and Exchange Commission (SEC), staff of the Office of Investor Education and Advocacy, posted a warning about private placements under Reg D, including 506c and 506b, as well as Rule 504. Reg D is an exemption that is widely utilized… Read More
Read more in: Politics, Legal & Regulation | Tagged regulation d, regulatory agenda, sec, securities and exchange commission
SEC Commissioners Hester Peirce and Elad Roisman have once again voiced their concern regarding SEC Chairman Gary Gensler’s regulator agenda – a list that was recently updated. Last summer, Gensler published his regulatory agenda and now an update is available. When Gensler posted his initial… Read More
Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged elad roisman, gary gensler, hester peirce, regulatory agenda, sec, securities and exchange commission
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