Tagged: stephen luparello

Trading and Markets Director Stephen Luparello to Leave SEC at the Beginning of 2017

November 22, 2016 @ 2:13 pm By Samantha Hurst |

The Securities and Exchange Commission (SEC) announced on Monday Stephen Luparello, Director of the Division of Trading and Markets, will leave the agency by the first of the year. Luparello was named director of the office in February 2014, and the organization stated he played a… Read More

Read more in: Politics, Legal & Regulation, General News | Tagged mary jo white, sec, securities and exchange commission, stephen luparello

JOBS Act State of the Union: What’s Become of Regulation A+ and Crowdfunding?

March 11, 2015 @ 7:00 am By Samuel Guzik |

To borrow a line from SEC Commissioner Daniel M. Gallagher, quoting from the fight song of his alma mata, Georgetown University: Oh How Long It’s Been! As we approach the three year anniversary of the signing into law of the JOBS Act of 2012 it… Read More

Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged advisory committee on small and emerging companies, daniel gallagher, david weild, jobs act, kara stein, mary jo white, nasaa, patrick mchenry, regulation a, regulation d, regulations, richard swart, sam guzik, sec, stephen luparello, thomas farley, title II, title III, title iv