SEC’s Concept Release Comment Period Closes. So What Say You on Regulatory Harmonization & Access to Capital?
The Securities and Exchange Commission (SEC) officially closed comments on its concept release regarding regulatory harmonization of securities offerings exemptions on September 24, 2019. But as in past cases, comments have continued to trickle in and we would not be surprised if more follow. That… Read More
Read more in: Featured Headlines, General News, Opinion, Politics, Legal & Regulation | Tagged barbara roper, concept release, daniel zinn, david burton, david duccini, georgia quinn, john thornton, nat hoopes, phil haslett, robert anderson, sec, securities and exchange commission, sherwood neiss, tom quaadman, william galvin