Politics, Legal & Regulation

Policy and regulations impacting innovations in Finance.

French Execs Call for Direct Tax on Crypto to Stablecoin Trades

Executives at several crypto-focused companies in France have urged the government to treat conversions between volatile digital assets and stablecoins as taxable events. The proposal comes from Jean Meyer of the payments firm Deblock, Damien Patureaux of Lyzi, and Pierre Morizot of the tax-reporting software… Read More

CFTC Seeks Public Comment on Advanced Notice of Proposed Rulemaking Relating to Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets

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WASHINGTON — The Commodity Futures Trading Commission today published an Advanced Notice of Proposed Rulemaking to provide notice of, and seek public comment regarding, its intent to establish a comprehensive regulatory framework comprised of fit-for-purpose rules concerning section 2(c)(2)(D) of the Commodity Exchange Act and retail commodity transactions described thereunder

Reforming UK capital markets to ensure they work well for our economy

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This post was originally published on fca.org.uk  Turning reform into results You can see our approach in the reforms we have already delivered. We have completed around 30 capital-markets focused workstreams. And there’s an even larger number across the FCA’s broader work. That’s too many… Read More

SEC Proposes Conditional Crypto Custody Framework for Advisers and Funds

The US Securities and Exchange Commission (SEC) on October 1, 2026, advanced a package of proposed amendments and new provisions under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 aimed at creating a workable path for registered investment advisers and… Read More

European Digital Assets Investors Have More Confidence in MiCA-Regulated Companies, Bitpanda Exec Reveals

European cryptocurrency users are showing greater confidence in platforms that operate under official authorization, according to remarks from a senior executive at the Austrian exchange Bitpanda. Christian Trummer, the firm’s co-chief executive, made the observation while recently sharing key insights with news media outlets. He… Read More

Singapore’s MAS Reshuffles Senior Management, Names New Heads for Key Functions

The Monetary Authority of Singapore (MAS) will make changes to its senior management team from Nov. 1, including appointing new leaders for corporate development, financial crime policy, and the development of Singapore as an international financial centre. Jacqueline Loh, currently deputy managing director for corporate… Read More

BitGo CEO Warns Stalled CLARITY Act Leaves Capital Markets Open to a Risk Worse Than Lehman

BitGo’s chief executive has warned that the US Senate’s failure to advance the CLARITY Act leaves American capital markets exposed to a concentrated failure he believes could prove more damaging than the 2008 collapse of Lehman Brothers. Mike Belshe made the argument at Korea Blockchain… Read More

Aave Founder Stani Kulechov Criticizes European Central Bank Push to Restrict Stablecoin Yield and DeFi Access

Aave founder Stani Kulechov has publicly challenged positions taken by European authorities as the European Commission reviews the Markets in Crypto-Assets Regulation (MiCA). In comments published on October 2, 2026, he said he was disappointed by the European Central Bank and the European Banking Authority’s… Read More

Crypto Tax Filers Face Final October 15, 2026 Deadline as US Rules Tighten without CLARITY Act

With roughly two weeks remaining before the October 15, 2026 cutoff, US holders of digital assets who requested more time earlier in the year face a final chance to submit their 2025 federal returns. That date marks the end of the automatic six-month extension available… Read More

EU Regulators Probe Crypto Exchange Binance’s Use of Reverse Solicitation to Keep Serving Customers without MiCA License

European market supervisors are examining whether Binance is still providing crypto-asset services to customers in the European Union without the authorization the bloc’s new regime now requires. Reporting by the FT says the European Securities and Markets Authority (ESMA) and national authorities in France, Germany and… Read More

South Korea Opens Comment Period on Rules for Tokenized Securities Ahead of Planned Launch Next Year

South Korea’s financial regulator has taken the next formal step toward putting tokenized securities into the existing capital markets system, publishing draft subordinate rules that would let the framework start operating in early 2027. On October 1, 2026, the Financial Services Commission (FSC) proposed amendments to… Read More

Global Bond Yields Hit Multi-Decade Highs as Stocks Hold and Crypto Consolidates into Q4 : Analysis

Government bond markets worldwide came under renewed strain at the start of October as investors reassessed the path of inflation and growth, pushing sovereign yields to levels not seen in decades and lifting borrowing costs across major economies. The benchmark 10-year US Treasury yield briefly… Read More

Reg A+ Pioneer Mark Rockefeller on Family Governance, Regulatory Overreach and the Future of Financial Advisors

  Capital Ideas podcast guest reflects on pioneering veteran-focused Reg A+ lending, why the SEC’s investor-protection instincts outran Congress’s intent, and how his new venture, Century House, is trying to give financial advisors a bigger role in their clients’ lives. Mark Rockefeller has spent the… Read More

SEC Innovation Exemption Caps Could Slow Robinhood’s US Stock Token Plans

Robinhood’s (NASDAQ: HOOD) crypto leadership says the US Securities and Exchange Commission’s (SEC) new on-chain equity pathway may limit, rather than immediately clear, a US launch of the firm’s stock tokens. Johann Kerbrat, senior vice president and general manager of crypto and international, made the… Read More

New York and Wyoming to Coordinate Crypto Oversight, Targeting Six-Month Licensing Reviews for Established Firms

New York and Wyoming regulators have agreed to coordinate supervision of virtual currency and digital asset businesses, including a pathway that aims to produce licensing decisions within six months for certain established firms. On October 1, 2026, the New York State Department of Financial Services… Read More

Hiring Activity Cools After August Surge as Oil Shock and Inflation Shape the Path into 2027 : Analysis

Friday’s September employment report is expected to show that US hiring cooled after August’s unexpectedly strong gain, even as the labor market remains broadly intact. Economists surveyed ahead of the Bureau of Labor Statistics release look for roughly 90,000 nonfarm payroll jobs to have been… Read More

Firms’ confidence, satisfaction and trust in the FCA rise

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This post was originally published on fca.org.uk  The FCA and Practitioner Panel annual survey of regulated firms provides valuable insights into how firms think we’re performing. The latest survey shows 79% of firms are highly satisfied with their relationship with the FCA, up from 74%… Read More

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