Tagged: compliance

Wolters Kluwer and NYDIG to Strengthen Financial Institutions’ Bitcoin Programs

Wolters Kluwer Compliance Solutions and NYDIG, a provider of Bitcoin (BTC) platform solutions, have entered an agreement where Wolters Kluwer will act as an “exclusive” vendor to interested financial institutions seeking assistance in meeting their regulatory and compliance requirements while “exploring and implementing services for… Read More

Binance Shares Updates on its Approach to Innovation, Regulation, and Future of the Crypto Industry

The team at digital assets firm Binance notes that the crypto and blockchain industry has grown considerably during the past few years, both from a technology adoption and “new user perspective.” When they launched Binance, they decided that it would be their “unwavering” commitment to… Read More

Barclays to Enhance Compliance with Assistance from Regtech Firm Clausematch

Barclays has introduced automated policy management and compliance tech from Regtech firm Clausematch to 90,000 workers across the globe. We're excited to share that @Clausematch #PolicyPortal is now streamlining compliance for all @Barclays employees globally! The rollout of the Portal is the culmination of a… Read More

Indata, a Software Service for Buy-Side Firms, Reveals that Quay Global Investors Is Live with their Portfolio Mgmt Solution

Indata, an industry provider of software, tech and managed services for buy-side companies, reveals that Quay Global Investors is currently live with INDATA’s Architect AI OMS and Portfolio Management solution. Quay is a boutique fund manager specializing in the preservation and creation of wealth via… Read More

Binance Appoints Tigran Gambarayan as VP of Global Intelligence and Investigations, Matthew Price as Senior Director of Investigations

Digital assets firm Binance is pleased to confirm that they’ve hired Tigran Gambaryan, a former special agent of the Internal Revenue Service—Criminal Investigation (IRS-CI) Cyber Crimes Unit in Washington, D.C. Tigran joins Binance as Vice President of Global Intelligence and Investigations after working for around… Read More

Vottun to Create Payment Service via Spanish Regulatory Sandbox with Assistance from PwC, Stellar Development Foundation

Earlier this year, the Central Bank of Spain (BdE), the Monetary Authority of Spain (Comisión Nacional de Mercados y Valores – CNMV), and Directorate-General for Insurance and Pension Funds (DGSFP) had revealed that that Spanish firm Vottun had been chosen to take part in the… Read More

Regtech Shield Partners with LeapXpert to Provide Real-Time Surveillance Across Encrypted Messaging Apps

Shield, the Workplace Intelligence platform for compliance teams, reveals that it has teamed up with LeapXpert, a provider of in front-office conversational solutions. LeapXpert’s Federated Messaging Orchestration Platform (FMOP) has been designed to support the real-time control, monitoring, and capture of conversations on mobile messaging… Read More

Greengage Global Holding Ltd, a UK Registered Firm, Receives Additional Institutional Investment

Greengage Global Holding Ltd, a UK registered firm, which intends to serve as the very first digital merchant bank through its wholly owned Gibraltar subsidiary, Greengage & Co. Ltd, reveals that it has acquired another institutional investment, along with its £2.5 million investment from IOVLabs…. Read More

Uppsala Security AML, Regulatory Compliance Product Suite Now Supports Binance Smart Chain (BSC)

Beginning August 31, 2021, Uppsala Security‘s AML, regulatory compliance and investigation product suite will be supporting Binance Smart Chain (BSC), according to a blog post dated September 2, 2021. Uppsala Security, a provider of security tools and services for crypto AML/CTF, transaction risk management, regulatory… Read More

Regtech CUBE Teams Up with Sionic to Ensure Regulatory Compliance by Leveraging AI

Financial Regtech service provider CUBE has entered a new partnership with Sionic, the international consulting company. As first reported by Finextra, CUBE and Sionic plan to ensure regulatory compliance, by leveraging CUBE’s AI-enhanced regulatory data inventory and Sionic’s applied expertise in financial compliance. Financial institutions… Read More

Veratad Technologies and Bank Kernel to Help Fintechs with Launching Products in Compliant Manner

Veratad Technologies, an international provider of identity verification services, has fully integrated with Kernel Edge Technologies Ltd, (also known as Bank Kernel). Together, they plan to assist Fintech customers with getting to market in a fast and efficient manner. With the Bank Kernel Fintech Development… Read More

Global Payments Fintech Adyen Introduces Machine Learning enabled Compliance Solution, Score

Adyen (AMS: ADYEN), the international payments platform for leading businesses, has officially launched Score. Adyen claims that it’s the first-to-market with a machine learning powered solution on a single platform for identifying unusual activity and ensuring platform compliance. By utilizing key data insights for analyzing… Read More

Digital Assets Prime Broker SFOX Appoints Former Goldman Sachs Exec John Mannino as Compliance Director

SFOX, the independent crypto-assets prime broker offering institutional traders and investors with access to international digital assets markets via a single account, have revealed that former Goldman Sachs exec John Mannino has decided to join the firm as its Director of Compliance. Mannino has joined… Read More

Engagement Banking Tech Provider Backbase to Improve Digital Onboarding for eToro

Backbase, an engagement banking tech provider, reveals that it has teamed up with eToro, a multi-asset investment platform that empowers individuals to “grow their knowledge and wealth,” in order to improve eToro’s digital onboarding capabilities and back-end compliance infrastructure. As mentioned in a release: “The… Read More

PwC and Regtech CUBE To Streamline Regulatory Compliance Management

Compliance in financial services will be drastically improved by leveraging innovative technology-based assessments which draw on regulatory data from around 180 jurisdictions, as part of a collaboration between Big Four auditing firm PwC and Regtech CUBE. PricewaterhouseCoopers (PwC) Switzerland, PwC UK and London‘s CUBE will… Read More

Crypto Regulatory Compliance Firm Uppsala Security Introduces Digital Asset Tracking Service

Uppsala Security, a provider of security tools and services for crypto AML/CTF, transaction risk management, regulatory compliance, and cybersecurity, revealed that it has rolled out its Digital Asset Tracking Service, a solution developed for ransomware victims as well as crypto crime “caused by theft, hacking,… Read More

BitMEX CEO Says Crypto Is Changing and They’re Changing with It, After $100M Penalty Pertaining to Alleged Illegal Trading, AML Violations

Crypto is “changing,” and BitMEX is “changing with it” according to Alexander Höptner, the CEO at the Bitcoin Mercantile Exchange. In a blog post dated August 10, 2021, the team at BitMEX revealed that they’ve reached a “resolution” with the US Commodity Futures Trading Commission… Read More

Tel Aviv based Regtech Shield Introduces Alert Transparency Capabilities by Leveraging AI, NLP

The team at Tel Aviv-based Shield, an established Regtech firm, reveals that they’re introducing their powerful Alert Transparency capabilities, bringing “unmatched” understanding to compliance alerts and triggers via AI, Natural Language Processing (NLP), and various other backend technologies. As regulatory authorities throughout the world aim… Read More

Cryptocurrencies Raises Fears Among Compliance Pros: Survey

Cryptocurrencies and other emerging financial technologies raise concerns with sanctions and compliance professionals, the results of a new survey by the International Compliance Association suggest. Almost half (46 percent) of respondents believe greater training and education is needed around crypto/digital currencies and emerging financial technologies… Read More

Canada’s Trulioo, a Global Digital Identity and Business Verification Provider, Announces Partnerships with Wealth Managers

Trulioo, a global identity verification firm, reveals that it has teamed up with three wealth management companies in order to assist them with meeting compliance requirements and will be helping them with verifying their clients. As mentioned in a release shared with CI: “Through the… Read More

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