Politics, Legal & Regulation

Policy and regulations impacting innovations in Finance.

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This post was originally published on fca.org.uk 

Innovation Exemption: Tokenization Firms Welcome SEC’s Rules on Digital Securities

A seismic shift for global finance as the US regulator brings the $75 trillion plus US equity market into the digital age As the tokenization market is predicted to quickly top trillions of dollars in securities within a few years, global participants in the tokenization… Read More

The CLARITY Act: “Firms still do not have a clear answer on how some digital asset products will be classified or which rules apply”

CI has received dozens of comments about the US Senate’s failure to advance the CLARITY Act. The legislation would have protected consumers while enabling innovation with defined regulatory oversight. This common-sense approach was crushed by midterm politics and the Democratic Party’s refusal to give Republicans… Read More

US Authorities Announce Sanctions Against Iranian Crypto Exchange BitBank Over Alleged Bitcoin (BTC) Transfers to the IRGC

US officials have added an Iranian digital asset platform to the sanctions list, saying it helped move large bitcoin payments tied to Tehran’s security apparatus. The Treasury Department’s Office of Foreign Assets Control (OFAC) announced the designations on September 17, 2026, as part of Operation Economic… Read More

Building a stronger UK investment culture

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This post was originally published on fca.org.uk  Safe access and simpler communications Key to our ambition for the consumer investments market is to ensure people can access a wide range of investments safely. For most people simple, diversified products will be the most appropriate option…. Read More

South Korea Refers Polymarket Users to Prosecutors Over Alleged Gambling Bets

South Korea’s police have advanced a months-long inquiry into domestic use of Polymarket from investigation into formal charging. Twenty-six local participants on the crypto prediction platform have been booked on suspicion of illegal gambling, and 18 of those cases have already been sent to prosecutors…. Read More

Zcash (ZEC) Price Surges Following Federal Reserve’s First Rate Hike Since 2023 as Bitcoin (BTC) Holds Gains

Zcash (ZEC) led Thursday’s cryptocurrency rebound after US policymakers delivered their first rate increase since 2023, a move that markets largely treated as already expected rather than a shock. The privacy token advanced roughly 23 percent over 24 hours and traded near $1,369. Bitcoin rose… Read More

OCC Announces Enforcement Actions for September 2026

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This post was originally published on OCC.gov WASHINGTON—The Office of the Comptroller of the Currency (OCC) today released enforcement actions for September 2026. The OCC uses enforcement actions against an institution-affiliated party (IAP) to deter, encourage correction of, or prevent violations, unsafe or unsound practices,… Read More

SEC Publishes Innovation Exemption for Tokenized Stocks

As expected, the Securities and Exchange Commission (SEC) has published its “Innovation Exemption” for tokenized or digital securities. The new rules will allow tokenized securities to trade on marketplaces or Tokenized Securities Venues (TSVs), each of which is a “TSV” under the definition of “exchange”… Read More

Crypto Council for Innovation Comments on Crypto Tax Legislation

The Digital Asset Tax Certainty Act (H.R. 10357) passed the House Ways and Means Committee this week, “clarifying the tax treatment of mining and staking, and creating parity with traditional financial assets.” The bill aims to: Remove tax barriers to the use of digital assets… Read More

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