Filing volume digest
Tuesday, Nov 3, 2026 (full day, per the EDGAR daily index): Reg D: 144 new Form D and 109 D/A filings. Reg CF: 1 new Form C (Scopify LLC), 2 C/A (Rad Life Mobility, Reiturn) and 1 C-U (HEVO). Reg A: 1 new Form 1-A (Nextchip Inc.), 1 1-A/A (Timeplast), 1 1-A POS (My Racehorse CA), 1 253G2 supplement (Energea Portfolio 5 LATAM) and 1 1-U current report. No C-AR annual reports in the index.
After 5 PM ET Tuesday through about 7 AM Wednesday (EDGAR live feed): 39 more Form D and 35 D/A filings. The biggest figures are AE Industrial Partners BR Fund’s new filing at $851.3M sold to 38 investors and Dawson Portfolio Finance 7’s three amended vehicles at about $6.15B sold combined. Fundomo of Keene, NH filed three new fully sold venture funds totaling $184.7M, Bain Capital Senior Loan Fund updated at $3.32B sold, MAK One Fund at $895.1M, and DST Global XI Access filed two new vehicles, with Goldman Sachs listed for sales compensation on the onshore LLC. On Reg CF, W Motorhome Sales North America filed a C-AR annual report and Hawaiian Ola Brewing filed a C-U progress update. No new Form C or Reg A offerings overnight.
Wednesday morning, about 7:50 to 9:15 AM ET (EDGAR live feed): 1 new Form D and 5 D/A filings, all small or routine. Critical Frontier SPV 4 of Montecito, CA filed a new venture SPV notice (and an amendment) at $7.83M sold to 21 investors, and sister vehicle SPV 3 updated at $6.3M fully sold to 9. NEXROC Group, a serial Form D filer we noted on Monday, amended a $50M filing that reports a single investor. On Reg A, IdentifySensors Biologics filed a 1-K annual report. No new Form C, C-AR or Reg A offerings in this window.
Wednesday, about 9:15 to 10:10 AM ET (EDGAR live feed): 8 new Form D and 6 D/A filings. On Reg A, Doroni Aerospace filed a post-qualification amendment to take its DealMaker-run offering to the $75M cap, and Modern Mining Technology filed a 1-A POS. Hedge fund updates led the Form D side by dollars, with Divisar Partners QP at $575.7M sold to 45 investors and EleganTree’s Pinon portfolio at $375.4M; Dimeco, the Honesdale, PA bank holding company, reported a $25M debt raise fully sold to 25 investors. Ephod Securities of Denver filed a new Rule 506(c) notice reporting $100M sold to 10,000 investors with a first sale dated today, figures that are unusual for a first filing. No new Form C or C-AR filings in this window.
Wednesday, about 10:10 to 11:10 AM ET (EDGAR live feed): 6 new Form D and 11 D/A filings, plus one Reg CF amendment. Legora led by far with a Form D for its $550M Series E showing $220.8M sold to 44 investors. Fund updates filled out the rest, with Nuveen-linked NHIT trusts reporting large cumulative totals, Luiro Fund at $325M from a single investor and Roq.ad of Palo Alto at $10.9M of a $14.8M equity raise; Kilmichael Bancorp in Mississippi reported an $8M debt raise fully sold. On Reg CF, Satschel filed a Form C/A for its Series B SAFE offering on Liquidity.io ($1M target, $5M max), noting no investors to date. No new Reg A or C-AR filings in this window.
Wednesday, about 11:10 AM to 12:05 PM ET (EDGAR live feed): 7 new Form D and 12 D/A filings, plus another Reg CF amendment from Satschel. Fund updates led by dollars, with JVM Preferred Equity Fund of Oak Brook, IL reporting $215.3M sold to 443 investors since 2018 and Florin Court Capital’s HV Fund at $165.4M. Nasdaq-listed Data I/O filed a new $3M Form D and amended a $13.25M one, both fully sold, and VP Jacksonville Holdings of Cincinnati reported a $6.78M commercial real estate raise fully sold to 14 investors. Satschel also amended a $15M Rule 506(c) notice alongside its Form C/A, with no sales yet. No new Reg A, Form C or C-AR filings in this window.
Wednesday, about 12:05 to 1:05 PM ET (EDGAR live feed): 23 new Form D and 35 D/A filings, plus three Reg CF annual reports. Palmer Square Capital of Mission Woods, KS dominated the hour with 17 fund amendments reporting about $7.32B sold combined, and Guilford Capital Credit III, at the same Mission Woods address, updated three vehicles at about $1.39B. Invesco Real Estate Exchange’s new IREX VI Retail DST filed for a $90.9M all-cash 1031 offering, CMWA Capital Appreciation Fund of Beachwood, OH reported $387M sold to 425 investors, and LCP Columbus Portfolio of Denver reported a $40M commercial real estate raise fully sold to 79 investors. StartEngine Private filed a Form D for Series 95-1 ($129,900 sold of $405,000), and Coco Nation, Valance Nation and For Sure Nation, all on ALAO Invest, filed C-AR annual reports. No new Reg A or Form C filings in this window.
Wednesday, about 1:05 to 2:05 PM ET (EDGAR live feed): 27 new Form D and 8 D/A filings, plus one Reg CF annual report. HedgePremier/Millennium USA III, an iCapital-run feeder sold through Morgan Stanley, updated at $845.7M sold to 2,452 investors, and Engine Capital of New York at $631.1M. Luxembourg-based GENTIS Fund I filed a new $335.6M private equity notice with Harris Williams listed for sales compensation, and Hanwha Next Generation AI Fund II filed a new venture fund notice with no sales yet. Premier Affordable Housing Fund of Sheridan, WY amended a $150M Rule 506(c) raise that still reports no sales, Johnson Square Warehouse District Holdings of Fayetteville, AR reported a $12.7M commercial real estate raise fully sold to 13 investors, and a batch of about 20 small venture SPVs made up most of the rest. On Reg CF, ZeroT24 Nation, another ALAO Invest issuer, filed a C-AR annual report. No new Reg A or Form C filings in this window. Offering amounts are maximums, not money raised.
