Tagged: nelson griggs

October 1, 2022 @ 11:32 am By Omar Faridi  |  

Nasdaq, Inc. (Nasdaq: NDAQ) announced that it is “organizing its business units into three divisions: Market Platforms, Capital Access Platforms, and Anti-Financial Crime.” This new structure will “align the company more closely to the foundational shifts that are driving the evolution of the global financial… Read More

July 20, 2021 @ 2:01 pm By JD Alois  |  

Nasdaq has joined with several large banks to create Nasdaq Private Market, an independent company that will facilitate secondary trading in private securities. As the market for initial public offerings has slowed, largely due to the excessive cost and compliance demands, more and more companies… Read More

April 15, 2016 @ 12:32 am By JD Alois  |  

  The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, reviewed several proposed acts of legislation crafted to help smaller business and grow the economy today (April 14).  Chaired by Congressman Scott Garrett, the hearing was labeled “The… Read More

April 13, 2016 @ 10:17 am By JD Alois  |  

The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, has scheduled a hearing for tomorrow (Thursday, April 14 @10AM ET) that has been labeled, “The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation”.  The… Read More

March 10, 2015 @ 2:48 pm By JD Alois  |  

In a broad ranging discussion on Capitol Hill today, the Senate Banking, Housing and Urban Affairs subcommittee addressed the issue of Venture Exchanges. Recently there has been a growing amount of discourse on the Hill, and within the offices of the SEC, regarding the propriety and… Read More