Tagged: nelson griggs

Nasdaq Announces New Corporate Structure to Enhance Business Strategy

Nasdaq, Inc. (Nasdaq: NDAQ) announced that it is “organizing its business units into three divisions: Market Platforms, Capital Access Platforms, and Anti-Financial Crime.” This new structure will “align the company more closely to the foundational shifts that are driving the evolution of the global financial… Read More

Nasdaq and Banks Join to Allow Trading in Private Company Securities

Nasdaq has joined with several large banks to create Nasdaq Private Market, an independent company that will facilitate secondary trading in private securities. As the market for initial public offerings has slowed, largely due to the excessive cost and compliance demands, more and more companies… Read More

Jobs Act in 2016: House Subcommittee on Capital Markets Discusses Proposals to Aid SMEs

  The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, reviewed several proposed acts of legislation crafted to help smaller business and grow the economy today (April 14).  Chaired by Congressman Scott Garrett, the hearing was labeled “The… Read More

House Financial Services Committee to Discuss “Fix Crowdfunding Act” & Other Bills to Boost SME Access to Capital

The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, has scheduled a hearing for tomorrow (Thursday, April 14 @10AM ET) that has been labeled, “The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation”.  The… Read More

Venture Exchanges Discussed in Senate Banking Sub-Committee

In a broad ranging discussion on Capitol Hill today, the Senate Banking, Housing and Urban Affairs subcommittee addressed the issue of Venture Exchanges. Recently there has been a growing amount of discourse on the Hill, and within the offices of the SEC, regarding the propriety and… Read More

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