Tagged: william beatty

April 15, 2016 @ 12:32 am By JD Alois  |  

  The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, reviewed several proposed acts of legislation crafted to help smaller business and grow the economy today (April 14).  Chaired by Congressman Scott Garrett, the hearing was labeled “The… Read More

April 13, 2016 @ 10:17 am By JD Alois  |  

The Subcommittee on Capital Markets and Government Sponsored Enterprises, part of the House Financial Services Committee, has scheduled a hearing for tomorrow (Thursday, April 14 @10AM ET) that has been labeled, “The JOBS Act at Four: Examining Its Impact and Proposals to Further Enhance Capital Formation”.  The… Read More

February 28, 2015 @ 11:19 am By JD Alois  |  

The North American Securities Administrators Association (NASAA) continues to lobby the SEC aggressively in their attempt to obstruct removal of Blue Sky Review under Title IV of the JOBS Act.  NASAA is a special interest group that represents state securities regulators and advocates on behalf… Read More

December 19, 2014 @ 10:40 am By JD Alois  |  

The North American Securities Administrators Association (NASAA) has launched their online Electronic Filing Depository (EFD) directed towards the regulatory filing process for certain exempt securities offerings. Developed by NASAA, EFD is an online system that allows an issuer to submit a Form D for a Regulation… Read More

May 1, 2014 @ 9:57 am By JD Alois  |  

On May 1, 2014 the Subcommittee on Capital Markets and Government Sponsored Entreprises held a hearing entitled “Legislative Proposals to Enhance Capital Formation for Small and Emerging Growth Companies, Part II”.  The witness list included several well known participants from the crowdfunding industry including: Mr…. Read More

April 30, 2014 @ 1:07 pm By JD Alois  |  

Congressman McHenry Proposes Striking Title III from the JOBS Act & Replacing it With More Effective Legislation. The House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises has scheduled a hearing for Thursday, May 1st and the list of witnesses include some well known names… Read More