Tagged: oasb

SEC Office of Advocate for Small Business Shows Need to Improve Exemptions, Make Access to Capital Easier

Recently, the SEC’s Office of the Advocate for Small Business Capital Formation (OASB) shared a presentation outlining the performance of securities exemptions during 2020. The presentation reviewed the utilization of Reg D, Reg A+, and Reg CF as these are the main avenues to raise… Read More

SEC Office of the Advocate for Small Business Capital Formation: Access to Capital Remains a Major Concern

The Securities and Exchange Commission (SEC), Office of the Advocate for Small Business Capital Formation (OASB), has published its annual report and there is plenty of interesting information included in the document. The OASB is a relatively new entity having been mandated by Congress in… Read More

It’s Time for the Definition of an Accredited Investor to Change and Allow Greater Access to Individual Investors

Later this week, the Securities and Exchange Commission (SEC) will update the definition of an Accredited Investor – a rule that has been in place for decades. An open meeting of the Commission is scheduled for Wednesday, August 26, 2020. The current rule allows individuals… Read More

SEC Schedules First “Capital Call” to Discuss State of Small Business Capital Formation

The Securities and Exchange Commission (SEC), Office of the Advocate for Small Business Capital Formation, has scheduled a public meeting to discuss the state of access to capital for smaller firms. The “Capital Call” is described as being held similar to a public company’s earnings… Read More

SEC Office of the Advocate for Small Business Capital Formation Issues First Report Reviewing Access to Funding for SMEs

The Securities and Exchange Commission (SEC), Office of the Advocate for Small Business Capital Formation, has published its inaugural report on the ability for small businesses in the US to access growth capital. The Advocate is a newly-formed sector of the SEC created by legislation… Read More

Send this to a friend