SEC Advisory Committee on SMEs to Meet on September 23rd

SEC Advisory Committee on Small and Emerging Companies

The SEC Advisory Committee on Small and Emerging Companies (ACSEC) will be holding its next meeting at the SEC headquarters on Wednesday, September 23rd.  The meeting will commence at 9:30AM and is open to the general public.  The SEC will live-stream the event on the 23rd to make the proceedings available to interested parties who are not located in Washington, DC.

ACSEC Kara Stein and Stephen GrahamACSEC convenes several times a year to discuss regulatory issues that impact SMEs.  The group is made up of professionals from diverse backgrounds and are ostensibly there to advocate on behalf of SMEs in encouraging a regulatory environment that is conducive to the needs of small business. In past meetings the group has advocated on behalf of elimination of state blue sky review for certain securities exemptions.  This position supported the SEC’s decision to pre-empt state review under Tier II of Regulation A+, engendered by Title IV of the JOBS Act.

Other recent topics of note include intrastate crowdfunding, finder fees, venture exchanges, public disclosure effectiveness and other issues of note the impact businesses across the country.

As of this writing, an official agenda was not available.

 



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Disclosure Quest

Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Oct 24, 2026 vs Jan 1, 2025 - Oct 24, 2025

Share this graph
Number of Filings131Prior 126 +4.0%
Target Raise, Total$3.40BPrior $3.54B -3.9%
This YTDYear priorChange
Filings 131 126 +4.0%
Target raise $3.40B $3.54B -3.9%

Sponsored by the Crowded Media Group the leading digital news service covering the global Fintech Industry, including digital assets, crowdfunding, tokenization, and other innovations in capital markets. email us @CrowdfundInside

Source: DisclosureQuest. Initial Form 1-A only.

Created by Crowded Media Group

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

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