Filing volume digest
Since Thursday’s 5 PM ET check through Friday about 1 PM ET (EDGAR live feed): 128 new Form D and 53 Form D/A notices, 3 new Reg CF Form Cs (two on Wefunder, one on Climatize), 3 Form C-AR annual reports, and 1 Reg A filing (a Form 1-A POS from DealMaker-backed Doroni Aerospace); no new Form 1-A offerings or Reg CF amendments. Standouts: Ares Management’s special situations fund Ares SSG Capital Partners VII and its feeder filed annual Form D amendments reporting about $3.58 billion sold combined ($2.166 billion and $1.416 billion, up from no sales a year ago), with Ares Management Capital Markets listed for sales compensation; Triatomic Capital filed four Form Ds reporting about $397.5 million sold across its Fund II family, led by $297.0 million from 120 investors in Triatomic Capital Private II, with no broker listed; Boston private equity co-invest vehicle Yellow Wood Navigate Co-Invest reported $195.0 million sold to 10 investors in a new notice, with no broker listed; Tara Emerging Asia Liquid Fund (US) reported $257.8 million sold to 72 investors in a new notice; Mauritius-based Estee India Fund reported $82.1 million sold to 88 investors, with Kotak Mahindra listed for sales compensation; hedge fund Berlin Power Partners reported $80.1 million from 103 investors; 12 Flags Consumer Fund II reported $76.8 million sold; humanoid robot maker Andromeda Robotics reported $30.0 million sold toward a $75 million equity round; Col Ventures Fund I reported $30.3 million toward a $60 million fund; 8 Mercer Opportunities TML reported $28.65 million sold; DLFF 26A, a series of CGF2026 LLC, reported $23.0 million from 139 investors; Tribe Capital Firstlook APP-03 reported $20.5 million sold to 8 investors; StartEngine Private Funds’ Series 25-1 filed a new Rule 506(c) notice for up to $3.58 million with $249,104 sold to 5 investors; on Wefunder, BBQ Tools opened a Reg CF raise of up to $1 million and GIO’S Outdoors one of up to $124,000; and on Climatize, Maitland, Florida-based Solar Development Group opened a Reg CF debt raise targeting $260,000 (up to $295,000). Two Denver entities, Savorexi Capital and Vantrex Digital Markets, each filed new Rule 506(c) notices for up to $100 million with no sales yet, BLX Lot 5 Fund filed a new notice for up to $100 million with no sales yet, and a CVC Credit Partners European Direct Lending Fund V co-invest vehicle filed a new notice with no sales yet. Friday amendments: Shorecliff Pacific reported about $2.68 billion sold to 2 investors, up from about $2.02 billion a year ago; Crescent Credit Solutions IX reported $372.6 million from 16 investors, up from $346.5 million; Ashoka WhiteOak Emerging Markets Equity Ex China Fund reported $250.0 million, double the $125.0 million in its first notice; Pantera Bitcoin Fund reported about $137.2 million sold to 141 investors, little changed from a year ago; Marshall Wace’s MW Eureka (US) Fund reported about $2.32 billion sold to 222 investors, DL Partners A Fund about $193.4 million, 599 Fund $130.8 million, Lion Point Associates $564.0 million from 60 investors, Lasker Fund $514.7 million, Active Ownership Fund $357.5 million, Lingotto Intersection Offshore Concentrated Long Fund $230.0 million, Rhino Small-Cap Financial Fund $180.6 million (Boomerang Capital listed for sales compensation), C/M Capital Onshore Fund $88.4 million and EB5 United Big Sky V $85.0 million of $120 million (InvestAmerica); Austin tech company Vikta Holdings reported $75.0 million sold to 101 investors, essentially filling its $75 million equity round with no broker listed, and USEDC 2026 Drilling Fund 2 updated its $250 million oil and gas offering ($100,000 sold so far). New C-ARs: StartEngine-backed R3 Printing (revenue $0, net loss $772.3K for FY2025) and Honeycomb-backed 3 Rivers Outdoor Co, which filed catch-up reports including FY2025 (revenue $568.8K, net income $6.4K). Offering amounts are maximums, not money raised.
Yellow Wood Navigate Co-Invest reports $195.0M sold to 10 investors in a new Form D; no broker listed
Form D (new) · Reg D, Section 3(c)(7) · Pooled investment fund (private equity) · $195,000,000 offered and sold to 10 investors · No sales compensation or broker listed · Boston, Massachusetts · Filed Nov 13, 2026, 12:43 PM ET
Yellow Wood Navigate Co-Invest, L.P., a Boston private equity co-investment vehicle formed in 2026, filed a new Form D on Friday reporting $195.0 million sold to 10 investors, with the full offering amount already sold. No broker or sales compensation is listed. It is one of the largest new Form D notices on EDGAR so far today.
Outline: (1) New Form D shows a fully sold $195.0M private equity co-invest vehicle with 10 investors; (2) Who is behind it: the general partner entities share a Boston address at One International Place; (3) No broker listed, consistent with a direct placement to existing LPs; (4) How it ranks among today’s Reg D notices. Source: SEC EDGAR.
StartEngine Private Funds’ Series 25-1 files a new Rule 506(c) Form D for up to $3.58M, with $249K sold
Form D (new) · Reg D Rule 506(c) · Equity · Platform: StartEngine (StartEngine Private Funds LLC) · Up to $3,576,000 offered, $249,104 sold to 5 investors · Minimum investment $49,992 · Burbank, California · Filed Nov 13, 2026, 1:03 PM ET
Series 25-1, a series of StartEngine Private Funds LLC, filed a new Form D on Friday for a Rule 506(c) equity offering of up to $3.58 million, reporting $249,104 sold to 5 investors so far and a $49,992 minimum investment. The Burbank-based series is part of StartEngine’s private funds vehicle for accredited investors, separate from its Reg CF and Reg A offerings.
Outline: (1) New StartEngine Private Funds series files a 506(c) Form D for up to $3.58M; (2) Early traction: $249,104 from 5 investors, $49,992 minimum; (3) How StartEngine’s accredited-investor private funds fit next to its Reg CF and Reg A platform; (4) What to watch in later amendments. Source: SEC EDGAR.
Ares special situations fund Ares SSG Capital Partners VII and its feeder report about $3.58B sold in amended Form Ds; Ares Management Capital Markets listed
2 Form D/As (annual amendments) · Reg D Rule 506(b), Section 3(c)(1) and 3(c)(7) · Pooled investment funds · Ares SSG Capital Partners VII LP: $2,166,000,000 sold to 7 investors (indefinite offering) · Ares SSG Capital Partners VII Feeder LP: $1,416,000,000 sold to 13 investors · Both reported no sales in their November 2025 notices · Sales compensation: Ares Management Capital Markets LLC · George Town, Cayman Islands · Filed Nov 13, 2026,
Ares SSG Capital Partners VII, a credit special situations fund managed by Ares Management, filed an amended Form D on Friday reporting $2.166 billion sold to 7 investors, while its feeder fund reported $1.416 billion from 13 investors, about $3.58 billion combined. Both Cayman Islands vehicles reported no sales when they first filed in November 2025. Ares Management Capital Markets, the firm’s affiliated broker-dealer, is listed for sales compensation. It is the largest amount sold in any Reg D filing on EDGAR so far today.
Outline: (1) Two annual Form D/As put about $3.58B of sales on the record for Ares SSG Capital Partners VII ($2.166B, 7 investors) and its feeder ($1.416B, 13 investors); (2) Both reported $0 sold in their November 21, 2025 initial notices; (3) Ares Management Capital Markets LLC is the listed sales-compensation recipient; (4) Fund strategy: credit special situations under the Ares SSG family; (5) Largest Reg D amount sold on EDGAR so far today. Caveat: Form D figures are self-reported and the feeder may invest through the main fund, so the two amounts may overlap.
Deep-tech VC Triatomic Capital files four Form Ds reporting about $397.5M sold across its Fund II family; no broker listed
4 Form Ds (new) · Reg D Rule 506(b), Section 3(c)(7) · Pooled investment funds (private equity) · Triatomic Capital Private II LP: $296,975,000 sold to 120 investors (indefinite offering, first sale Mar 6, 2026) · Triatomic Capital Offshore Private II LP: $77,700,000 sold to 20 investors (first sale Mar 27, 2026) · Triatomic Opportunity Fund IV LP: $12,300,000 · Triatomic Opportunity Fund V LP: $10,499,975 · No broker or sales commissions listed &
Palo Alto-based Triatomic Capital, a venture firm focused on AI, deep tech and engineered biology, filed four Form D notices Thursday evening reporting about $397.5 million in total sales across its newest fund vehicles. Triatomic Capital Private II LP reported $296.98 million sold to 120 investors, and its offshore parallel fund reported $77.7 million from 20 investors, with sales beginning in March. Two smaller opportunity funds reported a combined $22.8 million. No broker or placement agent is listed. The filings follow a Nov. 6 LinkedIn post by Triatomic’s Jeff Huber saying the firm’s Fund II was oversubscribed.
Outline: (1) Four Form Ds put about $397.5M of sales on the record across Triatomic’s Fund II family; (2) onshore Private II ($297.0M, 120 investors) and offshore parallel ($77.7M, 20 investors); (3) two opportunity funds add about $22.8M; (4) the firm’s stated focus on AI, next-gen compute and engineered biology; (5) an oversubscribed fund in a tight venture fundraising market. Other filings: Offshore Private II, Opportunity Fund IV, Opportunity Fund V.
Market context: AI-focused managers are still drawing large commitments even as chip stocks swing on Nvidia’s leadership change and the 10-year Treasury yield sits above 5%.
Humanoid companion robot maker Andromeda Robotics reports $30.0M sold toward a $75M equity round; no broker listed
Form D (new) · Reg D Rule 506(b) · Equity · Up to $75,000,000 · $30,020,303 sold · 17 investors · First sale Oct 29, 2026 · No broker or sales commissions listed · San Francisco, California · Filed Nov 12, 2026, 5:47 PM ET
Andromeda Robotics, Inc., the San Francisco-based maker of the Abi humanoid companion robot for aged care, filed a Form D Thursday evening reporting $30.02 million sold to 17 investors in an equity offering of up to $75 million under Rule 506(b). Sales began Oct. 29, and no broker is listed. The filing names co-founders Grace Brown and Yanqiu Chen and Forerunner Ventures partner Eurie Kim, who led the company’s earlier Series A, among its related persons. The $75 million figure is an offering maximum, not money raised.
Outline: (1) $30.0M sold toward a $75M equity round; (2) background: the Series A led by Forerunner Ventures in 2025 and the U.S. launch of Abi in 2026; (3) humanoid and embodied-AI funding momentum; (4) watch for a round announcement or an amended Form D.
Market context: Investor appetite for embodied AI stays strong in private markets, even as public AI hardware names are volatile this week.
Recent Annual Reports (Form C-AR)
3 Rivers Outdoor Co
Filed 2026-11-13 · FY 2025 · Honeycomb Portal LLC
- Revenue
- $568.8K
- Net income
- $6.4K
- Total assets
- $226.5K
- Employees
- 4
3 Rivers Outdoor Co filed its annual report reporting revenue of $568.8K (-12% vs $645.8K the prior year) and net income of $6.4K for fiscal year 2025, with $226.5K in total assets and 4 employees.
View on EDGAR →
3 Rivers Outdoor Co
Filed 2026-11-13 · FY 2023 · Honeycomb Portal LLC
- Revenue
- $676.5K
- Net income
- $97.7K
- Total assets
- $259K
- Employees
- 4
3 Rivers Outdoor Co filed its annual report reporting revenue of $676.5K (-7% vs $730.7K the prior year) and net income of $97.7K for fiscal year 2023, with $259.0K in total assets and 4 employees.
View on EDGAR →
Experfy, Inc.
Filed 2026-11-12 · FY 2026 · StartEngine Capital, LLC
- Revenue
- $7.34M
- Net income
- -$2.4K
- Total assets
- $395.7K
- Employees
- 28
Experfy, Inc. filed its annual report reporting revenue of $7.3M (+61% vs $4.6M the prior year) and a net loss of $2.4K for fiscal year 2026, with $395.7K in total assets and 28 employees.
View on EDGAR →
R3 Printing, Inc.
Filed 2026-11-12 · FY 2025 · StartEngine Capital, LLC
- Revenue
- $0
- Net income
- -$772.3K
- Total assets
- $716.4K
- Employees
- 3
R3 Printing, Inc. filed its annual report reporting revenue of $0 and a net loss of $772.3K for fiscal year 2025, with $716.4K in total assets and 3 employees.
View on EDGAR →
Simplify Genomics, Inc.
Filed 2026-11-12 · FY 2024 · Wefunder Portal LLC
- Revenue
- $1.48M
- Net income
- -$1.48M
- Total assets
- $5.07M
- Employees
- 4
Simplify Genomics, Inc. filed its annual report reporting revenue of $1.5M (+2% vs $1.5M the prior year) and a net loss of $1.5M for fiscal year 2024, with $5.1M in total assets and 4 employees.
View on EDGAR →
Data generated: 2026-11-13T18:12:10+00:00
