Filing volume digest
Since Friday’s 5:05 PM ET check through Monday about 7:30 AM ET (EDGAR live feed; no new filings were accepted over the weekend): About 25 new Form D and 5 D/A notices posted after the prior check on Friday evening, plus 1 new Reg A Form 1-A, 2 new Reg CF Form C offerings, 1 Form C/A and no new C-AR annual reports. Reg A: ARK7 AIDC I, LLC (first-time issuer, San Francisco) filed a Tier 2 Form 1-A for up to $23.18 million. Reg CF: Borinqueneers Film LLC (OpenDeal/Republic, up to $1 million) and Plots Inc. (Fundify, up to $1.235 million) filed Form Cs; American Homeowner Preservation 2015A LLC filed a C/A. Reg D standouts: Martingale Investment Trust Series 1 at $729.5 million sold of $900 million (40 investors), Hudson Housing Tax Credit Fund CXXVII LLC at $106.1 million sold (1 investor), BlackRock Multi-Strategy FoHFs (US), L.P. at $181 million sold (3 investors), Rise Trinity Partners, LLC at $17.5 million (fully sold, 55 investors), Luminoah, Inc. at $25.4 million (fully sold, 27 investors), Hudson Housing Tax Credit Fund CXXIV LP at $23.6 million sold, FAFO Fund I LP at $10.1 million sold, and Monetary Metals & Co. opening a $40 million Rule 506(b) notice with nothing sold yet. Friday’s EDGAR daily index (through its 5:30 PM ET cutoff) listed 172 Form D, 116 D/A, 2 Form 1-A/A, 3 C-AR and 1 C/A. Offering amounts are maximums, not money raised.
Spotlight
First-time issuer ARK7 AIDC I, LLC files Reg A Tier 2 offering of up to $23.18M
Form 1-A · Reg A Tier 2 · Series membership interests · Up to $23,184,000 (168,000 interests at $138) · Audited · San Francisco, California · Filed Nov 6, 2026 (after hours)
ARK7 AIDC I, LLC, a Delaware series LLC based at the Ferry Building in San Francisco, filed a new Form 1-A on Friday evening for a Tier 2 Regulation A offering of up to 168,000 series interests at $138 each, or as much as $23,184,000. It is the issuer's first filing on EDGAR (CIK 2159048), the statements are audited by Greywood CPA PLLC, and the filing lists Ling Yang as contact. The 1-A also describes an earlier Series #VNATI issuance of 5,600 interests, sold to accredited investors under Rule 506(c) for $618,800 in cash consideration before a 100-for-1 split. Offering amounts are maximums, not money raised.
Outline: (1) New Tier 2 Reg A from a first-time series-LLC issuer; (2) $138 per interest, 168,000 interests, $23.18M maximum; (3) audited financials, Greywood CPA PLLC; (4) prior Series #VNATI 506(c) issuance and 100-for-1 split disclosed; (5) filing is not yet qualified by the SEC. EDGAR index: https://www.sec.gov/Archives/edgar/data/2159048/000215904826000002/0002159048-26-000002-index.htm
Martingale Investment Trust Series 1 reports $729.5M sold of $900M Form D
Form D/A · Rule 506(b) · Other investment fund (Delaware statutory trust) · $900M offered, $729.5M sold · 40 investors · Min $25,000 · First sale Aug 1, 2013 · Boston, Massachusetts · Filed Nov 6, 2026 (evening)
Martingale Investment Trust, Series 1-U.S. Low Volatility LargeCap, a Delaware statutory trust managed by Martingale Asset Management, L.P. in Boston, filed a Form D/A on Friday evening showing $729,510,708 sold toward a $900,000,000 Rule 506(b) offering, with $170,489,292 remaining. The notice lists 40 investors, a $25,000 minimum investment and a first sale date of August 1, 2013. Jennifer N. Cooper, Co-Chief Executive Officer and CFO, signed it.
Outline: (1) long-running fund refreshes amounts sold; (2) $729.5M of $900M sold, $170.5M remaining; (3) 40 investors, $25K minimum; (4) claims Investment Company Act Section 3(c)(7). Not available on DisclosureQuest at publication, so the link is the EDGAR index.
BlackRock Multi-Strategy FoHFs (US), L.P. files new Form D with $181M sold
Form D · Rule 506(b) · Hedge fund (fund of funds) · Indefinite offering, $181M sold · 3 investors · First sale Oct 22, 2026 · New York · Filed Nov 6, 2026 (evening)
BlackRock Multi-Strategy FoHFs (US), L.P., a Delaware limited partnership at 50 Hudson Yards in New York, filed a new Form D on Friday evening for an indefinite Rule 506(b) hedge fund offering with $181,000,000 sold to 3 investors. The first sale is dated October 22, 2026, so the notice came roughly two weeks after the initial closing. The general partner is BlackRock Multi-Strategy FoHFs GP, LLC, and Rumana Siddiky, managing director of the issuer's investment manager, signed it.
Outline: (1) big-name sponsor, new fund, first sale Oct 22; (2) $181M sold to only 3 investors; (3) indefinite 506(b) with 3(c)(7) exclusion. Not on DisclosureQuest at publication, so the link is the EDGAR index.
Borinqueneers Film LLC relaunches Reg CF raise on OpenDeal (Republic), up to $1M
Form C · Reg CF · Revenue participation interests · Target $75,000, max $1,000,000 · Platform: OpenDeal Portal LLC (Republic) · Deadline Mar 1, 2027 · San Juan, Puerto Rico · Filed Nov 6, 2026
Borinqueneers Film LLC, a San Juan, Puerto Rico film company (the 65th movie), filed a new Form C on Friday evening for a Regulation Crowdfunding offering of revenue participation interests through OpenDeal Portal LLC, the funding portal behind Republic. The offering targets $75,000 and allows up to $1,000,000, with a deadline of March 1, 2027. It follows a Form C-W the company filed on Thursday, Nov. 5, which suggests the previous Form C was withdrawn and replaced. Anthony Nardolillo, Manager and President, signed.
Outline: (1) film project raises via Republic's portal; (2) revenue participation structure; (3) C-W on Nov 5 followed by new Form C Nov 6; (4) $75K target / $1M max. Platform fee terms are in the filing. EDGAR index: https://www.sec.gov/Archives/edgar/data/2161737/000216173726000003/0002161737-26-000003-index.htm
Plots Inc. files Reg CF Form C on Fundify for a SAFE offering of up to $1.235M
Form C · Reg CF · SAFE · Target $100,000, max $1,235,000 · Platform: Fundify Portal, LLC · Deadline Nov 4, 2027 · Coudersport, Pennsylvania · Filed Nov 6, 2026
Plots Inc., a Delaware corporation based in Coudersport, Pennsylvania (plots.events), filed a Form C on Friday evening for a Regulation Crowdfunding offering of SAFEs through Fundify Portal, LLC. The company is seeking at least $100,000 and up to $1,235,000, with the offering open until November 4, 2027. The filing names a co-issuer vehicle, Fundify Plots, Inc. CFV I, LLC, a Delaware LLC formed October 27, 2026 and based in Austin, Texas.
Outline: (1) SAFE raise via Fundify; (2) CFV vehicle structure; (3) $100K target, $1.235M max, long one-year runway. EDGAR index: https://www.sec.gov/Archives/edgar/data/2160341/000178877726000020/0001788777-26-000020-index.htm
Recent Annual Reports (Form C-AR)
American Homeowner Preservation 2015A LLC
Filed 2026-11-06 · FY 2025
- Revenue
- $34.3K
- Net income
- -$106.8K
- Total assets
- $12.96M
- Employees
- 1
American Homeowner Preservation 2015A LLC filed its annual report reporting revenue of $34.3K (vs $24.3K the prior year) and a net loss of $106.8K for fiscal year 2025, with $13.0M in total assets and 1 employee. Co-issuer: AHP Servicing LLC.
View on EDGAR →
3 Rivers Outdoor Co
Filed 2026-11-06 · FY 2024
- Revenue
- $645.6K
- Net income
- -$23K
- Total assets
- $268.5K
- Employees
- 2
3 Rivers Outdoor Co filed its annual report reporting revenue of $645.6K (vs $676.5K the prior year) and a net loss of $23.0K for fiscal year 2024, with $268.5K in total assets and 2 employees.
View on EDGAR →
Cadi, Inc.
Filed 2026-11-06 · FY 2022
- Revenue
- $581.2K
- Net income
- -$100.2K
- Total assets
- $1.15M
- Employees
- 3
Cadi, Inc. filed its annual report reporting revenue of $581.2K (vs $393.2K the prior year) and a net loss of $100.2K for fiscal year 2022, with $1.15M in total assets and 3 employees.
View on EDGAR →
Yummy Future Inc.
Filed 2026-11-05 · FY 2021
- Revenue
- $0
- Net income
- $0
- Total assets
- $0
- Employees
- 5
Yummy Future Inc. of Champaign, Illinois filed a late annual report for fiscal year 2021, reporting no revenue, zero net income and zero total assets (down from $42.2K) with 5 employees.
View on EDGAR →
SmartSoda Holdings, Inc.
Filed 2026-11-05 · FY 2024
- Revenue
- $2.34M
- Net income
- -$1.65M
- Total assets
- $5.75M
- Employees
- 15
SmartSoda Holdings, Inc. filed its annual report reporting revenue of $2.34M and a net loss of $1.65M for fiscal year 2024, with $5.75M in total assets and 15 employees.
View on EDGAR →
Data generated: 2026-11-09T12:08:36Z
