FINRA proposal to seek “Essential Information” from Crowdfunding Portals
This items was posted in an article on AdvisorOne which reviewed the amendments and proposals FINRA is scheduled to review during their upcoming December meeting; Other items on FINRA’s list includes a proposal to seek “essential information” from crowdfunding portals that want to apply for… Read More
Read more in: General News, Politics, Legal & Regulation | Tagged finra, sec