Tagged: government business forum on small capital formation

November 16, 2017 @ 8:05 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has posted the agenda and panelists for the 36th annual Government Business Forum on Small Business Capital Formation. The annual gathering has been held at the SEC HQ in Washington, DC in past years but this event will be… Read More

November 15, 2016 @ 4:33 pm By JD Alois  |  

The SEC has had a busy week. First, the Commission held its first Fintech Forum, as suggested by Commissioner Piwowar, indicating its growing interest in financial technology disruption. This morning, SEC Chair Mary Jo White testified before the House Financial Services Committee regarding the SEC… Read More

October 4, 2016 @ 3:20 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) will host its 2016 Government-Business Forum on Small Business Capital Formation on Thursday, November 17, 2016, from 9:00 a.m. to 5:30 p.m., at the SEC headquarters at 100 F Street, N.E., Washington, D.C. 20549. The 2016 Forum will include… Read More

November 23, 2015 @ 9:56 am By JD Alois  |  

Cowen and Company, a publicly traded (NASDAQ:COWN) diversified financial services firm, is looking at the potential benefits of leveraging Regulation A+.  Title IV of the JOBS Act allowed the SEC to update old Reg A thus creating a securities exemption that has actually experienced some… Read More

November 21, 2015 @ 5:23 pm By JD Alois  |  

SEC Chair Mary Jo White opened the 34th annual Government- Business Forum on Small Business Formation. The prepared remarks were largely a re-cap of the JOBS Act. Completion of the rulemaking process occured with the release of Title III retail crowdfunding rules. White highlighted several… Read More

November 29, 2014 @ 1:58 pm By JD Alois  |  

The week of November 17th should be officially designated “SME Regulatory Week” due to the number of events that occurred in our nation’s Capitol over several days.  The primary draw was the SEC Government-Business Forum on Small Business Capital Formation. In contrast to past years,… Read More

October 3, 2013 @ 5:55 pm By JD Alois  |  

The Securities and Exchange Commission has previously announced that it will hold its annual Government-Business Forum on Small Business Capital Formation on November 21 at its Washington D.C. headquarters. This year’s forum will begin with panel discussions about small business capital formation matters, including implementation… Read More