Tagged: tick size

May 6, 2015 @ 5:49 pm By JD Alois  |  

The SEC has approved the long awaited tick size pilot program.  The proposal by the national securities exchanges and the FINRA is for a two-year test that will widen the minimum quoting and trading increments–or tick sizes–for stocks of some smaller companies.  This pilot program will be utilized… Read More

March 16, 2015 @ 5:55 pm By JD Alois  |  

Crowdfund Insider Senior Contributor, Sam Guzik, joined David Weild, former Vice Chair of Nasdaq, in a presentation last week on current issues regarding capital formation for SME’s. The discussion reviewed Title IV of the JOBS  Act (Regulation A+), the need for venture exchanges for secondary transactions… Read More

October 4, 2013 @ 10:14 am By Charles Luzar  |  

Despite the SEC’s delay in proposing and implementing key aspects of the JOBS Act, it seems that US House Republicans will be seeking to expand upon the law in forthcoming legislation. This according to Representative Scott Garrett (R-NJ), a member of the House Financial Services… Read More