Tagged: joan adler

SEC Small Business Capital Formation Advisory Committee Tells Commission to Make it Easier to Trade Reg A+ Securities

Several weeks back, the SEC Small Business Capital Formation Advisory Committee (SBCFAC) met and discussed secondary transactions for securities issued under Regulation A (Reg A+) as well as Reg CF. Private securities must adhere to various rules for investors to sell a holding creating hurdles… Read More

SEC Small Business Advisory Committee Votes to Support Improvements to Secondary Trading of Reg A+ Securities

  The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) met today to discuss liquidity for certain exempt securities in the form of secondary trading. More specifically, the Committee addressed securities issued under Reg CF (Regulation Crowdfunding) and Regulation A (Reg… Read More

SEC Small Business Capital Formation Advisory Committee to Discuss Crowdfunded Securities and Liquidity

The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC) has scheduled a meeting to discuss the topic of crowdfunded securities, under Reg CF and Reg +, and liquidity. The SBCFAC is a group of industry leaders that advise the Commission on… Read More

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