Tagged: secondary markets

Here is the Recommendation Letter on Reg A+ Secondary Market Liquidity Shared by ACSEC [u]

The SEC’s Advisory Committee on Small and Emerging Companies (ACSEC) addressed questions about secondary market liquidity in Reg A+ securities last week at their meeting in DC.  The Committee members reviewed challenges and demands for facilitating secondary transactions. Providing liquidity is an important aspect of… Read More

Israel’s PrivatEquity.biz Announces Global Provider Program

PrivatEquity.biz, Israel-based secondary market trading arena, announced on Tuesday that it has launched its Global Provider Program. According to PrivatEquity.biz, the Global Provider Program aims to help mature private, pre-IPO high-tech companies to receive investments from both private and institutional investors in their regions through secondary… Read More

Potential Pitfalls of Regulation CF – Part II: Practical Concerns for Funding Portals

As discussed in part one, the SEC’s final Regulation Crowdfunding rules require thorough analysis to not fall prey to potential traps. While I firmly believe that we can make crowdfunding work regardless of the roadblocks set forth, it does not mean that we can afford… Read More

SEC Advisory Committee on Small & Emerging Companies Scheduled to Tackle Secondary Markets, Accredited Investor Defintition

The SEC has shared the agenda for the next meeting of the Advisory Committee on Small & Emerging Companies.  This committee was recently re-animated by SEC Chair Mary Jo White.  The Committee provides insight and advice to the SEC on privately held small businesses and publicly… Read More

OTC Markets Publishes 2014 Stats. Includes 311 Companies Trading on OTCQB Venture Market

OTC Markets Group (OTC: OTCM), the US based marketplace that provides liquidity for over 10,000 over the counter securities, has published a round up of 2014 accomplishments. Cromwell Coulson, CEO of the company lauded the final results; “2014 has been a year of accomplishment with the… Read More

Europe Faces a Funding Gap of € 2 Trillion by 2020, Can Investment Crowdfunding Fill the Void? (Deck)

At the European Crowdfunding Convention last week in Paris, Dr. Christian Katz, CEO of Six Swiss Exchange, gave a presentation on the profound funding needs for the European economy.  The Six Swiss Exchange is the primary exchange in Switzerland.  It was the very first stock exchange… Read More

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