Henry Ward, the CEO at Carta, says that the firm should no longer facilitate secondary trading of private securities. Secondary transactions for private securities is an emerging sector of Fintech that provides shareholders with an alternative to an M&A or IPO event to exit an… Read More
Read more in: Fintech | Tagged carta, secondary trading, startups
Several weeks back, the SEC Small Business Capital Formation Advisory Committee (SBCFAC) met and discussed secondary transactions for securities issued under Regulation A (Reg A+) as well as Reg CF. Private securities must adhere to various rules for investors to sell a holding creating hurdles… Read More
Read more in: Featured Headlines, Opinion, Politics, Legal & Regulation | Tagged andrea seidt, ellenoff grossman and schole, hester peirce, joan adler, regulation a, ryan feit, sbcfac, sec, secondary trading, securities and exchange commission, seedinvest, small business capital formation advisory committee
Tradeteq, the tech provider for illiquid credit distribution, has introduced Tradeteq Access Lite, which is reportedly the “first-ever” marketplace for buy-side investors “to participate in the secondary trading of trade finance assets.’ More than 40 members of the Trade Finance Distribution Initiative (TFDi), the industry-led… Read More
Read more in: Global, Fintech | Tagged marketplaces, nils behling, secondary trading, trade finance, tradeteq
Inveniam Capital Partners has invested in Rialto Markets and will support the platform with its private market data, according to a release. Details on the investment were not provided. Rialto Markets is a broker-dealer facilitating crowdfunded securities as well as secondary trading in these assets…. Read More
Read more in: Blockchain & Digital Assets, Investment Platforms and Marketplaces | Tagged ats, invenium, ownera, rialto markets, secondary trading, shari noonan, tokeny
Blockchain-based fintech Figure today announced the completion of a digital securities transaction using Figure ATS, an alternative trading system that is registered with the U.S. Securities and Exchange Commission and that is part of Figure’s Marketplace trading platform. The trade included the minting of a… Read More
Read more in: Blockchain & Digital Assets, Fintech, Investment Platforms and Marketplaces | Tagged blockchain, digital assets, figure, mike cagney, provenance, secondary trading
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