Tagged: michael s. piwowar

April 14, 2014 @ 11:42 am By JD Alois  |  

The Investor Advisory Committee (IAC) meeting was held last week on April 10th at the SEC.  The agenda, previously published, indicated the IAC would address retail crowdfunding and review their recommendations as part of the rule making process. The meeting started with SEC Chair Mary… Read More

December 18, 2013 @ 12:18 pm By Georgia Quinn  |  

Today the SEC proposed the new affectionately named Regulation A+ as mandated by Title IV of the JOBS Act. The proposal lays out the framework which includes two tiers of offerings exempt from the full blown registration requirements of the 1933 Securities Act. All Regulation… Read More

October 23, 2013 @ 11:21 am By JD Alois  |  

Below is the complete text of the statement read by SEC Commissioner Michael S. Piwowar regarding the proposed rules governing crowdfunding which were released today.  The rules were accepted unanimously. Commissioner Michael S. Piwowar Thank you, Chair White. Eighty years ago, Congress enacted the Securities… Read More