Tagged: kara m. stein

Investor Advisory Committee Reviews Crowdfunding Recommendations (Video)

The Investor Advisory Committee (IAC) meeting was held last week on April 10th at the SEC.  The agenda, previously published, indicated the IAC would address retail crowdfunding and review their recommendations as part of the rule making process. The meeting started with SEC Chair Mary… Read More

SEC Commissioner Stein Gives Speech, Talks JOBS Act, Investor Protection

The newest SEC Commissioner Kara M. Stein presented a speech to the American Bar Association (ABA) Business Law Section’s Federal Regulation Committee Fall meeting on November 22, 2013 in Washington, DC.  The presentation, while wide in scope, did touch on important regulatory issues such as… Read More

Kara Stein Sworn in as SEC Commissioner Replaces Former Commissioner Elisse Walter

The SEC has announced that Kara M. Stein was sworn into office as an SEC Commissioner this afternoon by SEC Chair Mary Jo White.  Ms. Stein, nominated by President Barack Obama, replaces former Commissioner Elisse Walter. “It is an honor to join my fellow Commissioners… Read More

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