Tagged: ats

SharesPost Research: Even as Crypto Tanks, Long Term Investors Remain Bullish

SharesPost, a regulated ATS and global security token platform, has just published some research on the cryptocurrency market. SharesPost polled 2,490 consumers and 528 individual accredited and institutional investors to create the report. According to their data, even as cryptocurrency valuations have plummeted during 2018, consumers… Read More

Digital Asset Exchange OKEx Joins SharesPost Security Token Network in Global Expansion Push for Trading

SharesPost has announced that OKEx, a Hong Kong based digital assets exchange, is joining their Global Liquidity and Settlement System (GLASS). SharesPost received approval to operate as an Alternative Trading System (ATS) earlier this year – a necessary move to trade in securities in a… Read More

Digital Asset Exchange OKCoin & SharesPost Partner on Global Security Token Network

SharesPost, a FINRA-registered broker-dealer and ATS, has partnered up with OKCoin a digital asset exchange. The two firms will be working together on SharesPost’s Global Liquidity And Settlement System (GLASS) as exchange nodes. GLASS will provide OKCoin with compliant access to the U.S. investor market. GLASS is… Read More

Templum will Add CUSIPs to Tokenized Securities Traded on ATS

Just like stocks traded on all public exchanges, Templum Markets will be adding CUSIPs to its blockchain based securities that will be listed on the secondary marketplace. Templum is one of a few Fintechs that has a license to operate as a regulated Alternative Trading… Read More

SharesPost Unites with Satis Group to Provide Advisory Services and Compliant Transactional Platform Combo for Security Token Issuers

SharesPost, a private company liquidity solutions and private capital markets research provider, has joined forces Security Token Offerings advisory firm Satis Group LLC d/b/a Corinthian Partners LLC. Satis is the first partner participating in SharesPost’s newly-launched global Advisor Partner Program. The partnership aims to result… Read More

Coinbase Acquires Broker Dealer & ATS with Keystone Acquisition

Cryptocurrency exchange Coinbase has acquired Keystone Capital Corp., along with Venovate Marketplace, Inc., and Digital Wealth LLC. The purchase was announced today in a blog post by Coinbase COO Asiff Hirji. The acquisition accomplishes several very important strategic objectives. Keystone is a regulated broker dealer, as well… Read More

tZero & BOX to Partner on “First Security Token Exchange”

Overstock (NASDAQ:OSTK) subsidiary tZERO and BOX Digital Markets LLC are partnering to launch the industry’s “first regulated security token exchange.” tZero was the first crypto focused platform to receive regulatory approval to operate an Alternative Trading System (ATS) – thus enabling the company to trade… Read More

SharesPost Receives ATS Approval, Will Commence Secondary Trading in Security Tokens

SharesPost is reporting it has received approval from both the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) to operate an Alternative Trading System or ATS. SharesPost will now move into the secondary trading market for security tokens minted by initial coin offerings… Read More

Templum Acquires Broker Dealer with ATS in Move to Trade Digital Assets

Templum, Inc., Fintech company focused on the trading of digital assets, has obtained the necessary regulatory approval to purchase Liquid M Capital.  The broker dealer and Alternative Trading System (ATS) will now operate as Templum Markets, LLC, a wholly owned subsidiary of Templum.  The company… Read More

BnkToTheFuture Files $30 Million Reg D with SEC

Hong Kong City

BnkToTheFuture has filed a Reg D 506c indicating its intent to raise $30 million. The recent filing, under the entity of BnkToTheFuture BFT SP – a Segregated Portfolio of BnkToTheFuture Capital SPC, with the Securities and Exchange Commission (SEC) stated the first sale commenced on February… Read More

Most US Crowdfunding Platforms will Become Broker Dealers and Some May Become ATSs

Any US based cryptocurrency exchange is going to be compelled to become an Alternative Trading System (ATS), a regulated trading platform but not a full blown exchange. They have to do it or else. The Securities and Exchange Commission has been increasing the volume of… Read More

Four Takeaways from SEC Warning that Cryptocurrency Exchanges May Be Unlawful Trading Platforms

On March 7, 2018, the Securities and Exchange Commission (SEC) issued a public statement warning that cryptocurrency coin exchanges were possibly operating as unlawful online trading platforms¹.  The SEC staff noted that “many online trading platforms appear to investors as SEC-registered and regulated marketplaces when… Read More

Additional Info on Circle’s Acquisition of Poloniex Indicates Crypto Exchange will Soon Register as Broker Dealer & ATS

  Circle’s acquisition of cryptocurrency exchange Poloniex was big news today. The combination of the two platforms may create a powerful payments / money transfer / digital currency exchange with a global presence. Simultaneously, questions crocked up about Poloniex’s exchange site that is operating without… Read More

Securities Commission Malaysia Opens Up Fintech Sandbox for ATS Applications

The Securities Commission Malaysia (SC) has announced that parties interested in establishing and operating an Alternative Trading System (ATS) in Malaysia can apply to participate in regulatory sandbox sessions under the SC’s FinTech Innovation Lab (aFINity – alliance of Fintech community). This follows the Budget… Read More

Overstock CEO Patrick Byrne Shares Details on Upcoming tZERO ICO

Overstock (NASDAQ:OSTK) CEO Dr. Patrick M. Byrne, who is also chairman of t0.com or simply “tZERO, shared details on the platforms forthcoming Initial Coin Offering (ICO) at Money 20/20 this week. tZero is a majority owned subsidiary of OverStock, focusing on the development and commercialization of Fintech… Read More

Overstock Subsidiary tZERO Partners on JV to Launch Alternative Trading System for ICO Tokens

tZERO, a subsidiary of Overstock.com, (NASDAQ:OSTK),  has announced a new joint venture (JV) to launch an Automated Trading System (ATS) for the trading of Tokens issued via Initial Coin Offerings. The JV is in partnership with RenGen LLC and Argon Group and the trading platform… Read More

Where to List Your Shares? OTC Markets Says it Offers All the Benefits of NYSE MKT at Half the Cost

The advent of new securities exemptions has created opportunity for various sectors of finance. Beyond the fact that issuing companies now have new alternatives for raising capital, and a broader group of investors may gain access to early stage companies, there is a question of… Read More

Needed Policy Reforms to Improve Entrepreneurs’ Access to Capital

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Capital formation and entrepreneurship improve economic growth, productivity and real wages. Existing securities laws impede entrepreneurial capital formation. To promote prosperity, Congress and a reconstituted Securities and Exchange Commission need to systematically reduce or eliminate state and federal regulatory barriers hindering entrepreneurs’ access to capital…. Read More

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