Tagged: ats

Art Security Tokens: Picasso’s Fillette au béret Painting Is Co-owned by Over 50 investors, Sygnum Reveals

Last month, Sygnum had reportedly closed the subscription to its first Art Security Tokens (ASTs), representing the ownership rights to Picasso’s Fillette au béret painting. As noted in the announcement, this landmark initiative “enables investors to purchase and trade tokens in this 20th century masterpiece… Read More

Three Trends that We predict Will Shape Investment Crowdfunding in 2022

Investment crowdfunding took off when the JOBS Act regulation went into effect back in 2016 and has become a booming industry in short order. We saw some significant regulatory changes in March of this year, with the Securities and Exchange Commission (SEC) confirming capital formation… Read More

Rialto Markets CEO Says Calls NFTs “Unregulated Securities,” Optimistic on Investment Crowdfunding Under Reg CF, Reg A+

Shari Noonan, CEO of Rialto Markets, has issued a positive statement on investment crowdfunding while warning of “choppier waters” in the crypto sector and labeling NFTs [Non-Fungible Tokens] ” unregulated securities.” Rialto Markets is a FINRA regulated broker-dealer that offers securities under Reg CF (Regulation… Read More

Arca Partners with Oasis Pro to Tokenize Assets Under the Investment Company Act

Arca Labs, part of digital asset firm Arca, has partnered with Oasis Pro Inc. (OPI) on a joint venture to create tokenized assets under the Investment Company Act of 1940. The partnership seeks to bring more regulated, tokenized financial products to investors. The “4o Act”… Read More

tZERO Receives Regulatory Approval to Settle and Clear Securities

tZERO, a digital asset trading and support platform, has announced that it has received approval to settle and clear securities for itself as well as its broker-dealer affiliates, according to a note from the company. It will also support NMS securities, which are public securities… Read More

Securitize Now Offers Secondary Trading of Digital Securities

Securitize, a digital securities ecosystem has fired up its alternative trading system (ATS) to enable the trading of security tokens. Securitize Markets is designed to provide investors access to invest in and trade a broad range of alternative assets, including private company equity, real estate,… Read More

IOHK Teams Up with Oasis Pro to Implement Alternative Trading System to Support Primary Bond Markets

IOHK and Oasis Pro have entered a partnership to create an alternative trading system that will use blockchain or distributed ledger technology (DLT) to open up participation “in primary bond markets to developing countries.” The two firms are teaming up to implement a bond issuance… Read More

tZERO ATS Partners with MarketSpace Capital, a Real Estate Private Equity Firm

tZERO, a key player in blockchain innovation and liquidity for digital assets, reveals that its wholly owned, FINRA member broker-dealer subsidiary, tZERO ATS, has teamed up with MarketSpace Capital, a real estate private equity company. Through the partnership, the firms will support the trading of… Read More

Rialto Markets Alternative Trading System Looks to Provide Secondary Trading in Reg A+, Reg CF Securities

Rialto Markets, a regulated alternative trading system (ATS), is looking to provide liquidity to the crowdfunding sector by enabling retail investors to sell or buy shares in securities issued under the Reg CF and Reg A+ exemptions. Rialto Markets CEO Shari Noonan says it is… Read More

Digital Assets: tZERO ATS to List Exodus Movement

tZERO ATS (alternative trading system) reports that it will list Exodus Movement, Inc. Class A common stock for secondary trading. Exodus issued securities under Reg A+, a securities exemption that allows the issuer to immediately trade shares on an exchange or ATS. Exodus closed its… Read More

Rialto Markets Named Deal Manager for Cityzenith Reg A+

Digital twin AI platform Cityzenith has joined forces with Rialto Markets’ new ATS. Rialto Markets will serve as deal manager for Cityzenith’s $15 million Regulation A+ raise. According to IBM, digital twins are virtual representations of objects or systems that span its entire lifecycle. Based… Read More

US ATS Oasis Pro Becomes Polymesh Node Operator

Oasis Pro, a US-regulated alternative trading system (ATS) that allows users to trade and pay for digital securities with digital cash, is the newest node operator on Polymesh, a security token-focused blockchain being built by Polymath that is currently in its testnet phase. This move… Read More

tZERO Partners with Reg CF Portal Wunderfund, Trellis Platform and OmniValley

tZERO, a blockchain-based ATS targeting the digital security sector, has partnered with Wunderfund – a Reg CF funding portal. Additionally, tZERO announced partnerships with Trellis Platform, a SaaS service for alternative assets, and OmniValley  – a digital community for startups. The new partnerships are expected… Read More

Netcapital Inc. Announces Alternative Trading System Partnership With Rialto Markets

Netcapital Inc., the parent of crowdfunding platform Netcapital, recently announced it has formed a partnership with Rialto Markets, a registered broker-dealer operating an alternative trading system (ATS). Netcapital reported that through the partnership, it will use Rialto’s ATS to provide issuers and investors with the… Read More

Silicon Prairie Moves Forward with ATS

Silicon Prairie, a funding portal as well as a broker-dealer, has noted that it has filed for an Alternative Trading System (ATS) with the Securities and Exchange Commission. The intent is to provide liquidity for traditionally illiquid securities like securities issued under Reg CF in… Read More

GUARDD, a Fintech Supporting Private Securities Trading on ATSs, Partners with Two Marketplaces

Trading private securities in the US entails certain compliance requirements that can make it difficult and a young Fintech is on a mission to make it easier. GUARDD, a startup looking to facilitate private security liquidity, has announced two new partnerships with Alternative Trading Systems… Read More

tZERO Says FlexTrade Integration Enables D.A. Davidson & Co. to Trade on ATS

tZERO, a wholly owned subsidiary of Overstock (NASDAQ:OTCK), reports that it has integrated its broker-dealer with FlexTrade, an execution and order management platform, and thus D.A. Davidson & Co. may commence trading on the tZERO ATS. Davidson customers are now able to trade Overstock’s Series… Read More

tZERO ATS Market Data Is Now Available on Refinitiv’s Platform

tZERO, a blockchain-focused subsidiary of Overstock.com (NASDAQ:OSTK), announced on Monday its subsidiary, tZERO ATS, a FINRA member broker-dealer that operates an Alternative Trading System (ATS), has completed a technology integration with Refinitiv. According to tZERO, the integration will allow Refinitiv’s client base of institutions and broker-dealers… Read More

StartEngine’s Secondary Market to Launch this Friday

  StartEngine, a leading securities crowdfunding platform, has announced that it will fire up its secondary marketplace for crowdfunded securities this coming Friday, (October 30). StartEngine started the process to launch “StartEngine Secondary” years ago. A pre-cursor to receiving approval to operate an “alternative trading… Read More

Openfinance to be Acquired by INX Limited

Openfinance has been acquired by INX Limited, a company that is seeking to build a digital asset issuance and trading platform that is in the midst of a registered token offering. INX filed a form F-1 registration statement with SEC in 2019 which was subsequently… Read More

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