SEC Charges Silvergate Capital with Allegedly Misleading Investors About Compliance Program
The Securities and Exchange Commission (SEC) charged Silvergate Capital Corporation, its former CEO Alan Lane, and former Chief Risk Officer (CRO) Kathleen Fraher with allegedly “misleading investors about the strength of the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) compliance program and the monitoring of crypto customers,… Read More
Read more in: Fintech, General News, Politics, Legal & Regulation | Tagged bank secrecy act, compliance, ftx, sec, silvergate