Filing volume digest
Tuesday, Nov 3 so far (EDGAR live feed, through about 5 PM ET): 72 new Form D and 75 D/A filings through about 3 PM, plus at least 15 new Form D and 4 D/A filings in the following hour. The largest new maximums are first-time filer Schroders Capital Private Equity Europe Direct IV’s roughly $892.5M Rule 506(b) fund ($320.1M committed), NLC Phoenix EVS Corp HQ DST’s $213.5M offering, ZT Motors Holding’s $140M offering ($43.97M sold to 182 investors), and $100M offerings from first-time filers MDS Carroll Luxury Homes, ARKIE FAI LLC, Tiferet Capital and Citizen Mint Essential Infrastructure Fund. Bedford Ridge Investment Co XV reported $75M sold to 29 investors, and Peachtree Credit Fund IV updated its $500M real estate credit offering at about $281M sold to 693 investors. Earlier this afternoon, PG Austin Investors RC filed two amendments to its $80.3M Rule 506(c) real estate offering ($32.7M sold to 293 investors) and Nobelium GoodLeap Co-Invest 2026 Blocker reported $41.7M sold to 4 investors. Between about 3 and 4 PM ET, first-time filer Serval Inc. reported $149.2M sold toward a $150M equity round, Rgenta Therapeutics filed a $130.1M Series B offering ($41.9M sold), House Fund Breakout XII Alpha reported a fully sold $52.05M venture fund, Data I/O Corp reported a $13.25M sale to 9 investors, and Coastlands Capital Partners amended its hedge fund filing at $606M sold to 20 investors. On the crowdfunding side, Reiturn filed a Form C amendment and HEVO filed a Form C-U progress update; on Reg A, Timeplast filed another 1-A/A amendment for its roughly $30.8M offering at $4.93 a share with DealMaker Securities, and Energea Portfolio 5 LATAM filed a 253G2 offering circular supplement. Between about 4 and 5 PM ET, at least 11 new Form D and 17 D/A filings arrived. Valor Equity Partners VII and its parallel vehicles amended their filings at $3.29B sold, Fortress Net Lease REIT updated its private offering at about $2.39B sold to 9,186 investors, Hack Fund IV’s two vehicles reported about $58.9M and $61.0M sold, first-time filer Artis Defense reported $2M sold toward a $20M equity round, and First United Bancorp reported a fully sold $15M offering. On Reg A, first-time filer Nextchip Inc. filed a $260,000 Form 1-A at $0.10 a share and My Racehorse CA filed a 1-A POS amendment; on Reg CF, Rad Life Mobility filed a Form C/A on PicMii Crowdfunding extending its up-to-$5M offering to December 31. No C-AR annual reports yet today. Offering amounts are maximums, not money raised.
Monday, Nov 2, 2026 (full day, per the EDGAR daily index): Reg D: 146 new Form D and 53 D/A filings. Reg CF: 1 new Form C (Tallgrass Pictures), 3 C/A (Boone’s Bourbon, Fanaty, Rejuvenate Bio) and 1 C-W (Pulp Fixin). Reg A: 1 new Form 1-A (Cahero Tryon Holding), 1 1-A/A (PSFNetwork MasterSeries), 1 1-A-W (HNO International), 2 253G2 supplements (two Fundrise eREITs) and 4 1-U current reports. No C-AR annual reports.
After 5 PM ET (EDGAR live feed): 47 more Form D and 8 D/A filings, plus a second new Reg CF Form C from Scopify LLC on Wefunder ($50,000 target, up to $124,000). The largest new maximums are Confido Capital’s two $250M Rule 506(c) series and Ballistic Ventures Fund B’s $130M venture fund; the largest amounts sold are AG Core Plus Realty Fund IV ($631.8M, amended), Investment Group of Abdiel ($512.7M, amended) and Red Cliff Asia Fund ($147.6M, amended). About 20 small venture SPV series from fund-administration platforms also filed. No new C-AR annual reports Monday or overnight. Offering amounts are maximums, not money raised.
Spotlight
Valor Equity Partners VII updates its Form D at $3.29B sold across the fund and parallel vehicles
Form D/A · Rule 506(b), 3(c)(1)/3(c)(7) · Private equity fund · Indefinite offering, $3.29B sold (aggregated) · 1,476 investors · Chicago, IL · Filed Nov 3, 2026
Valor Equity Partners VII, L.P., a Chicago private equity fund that lists Antonio Gracias among its executive officers, filed an amended Form D on Tuesday reporting $3.29 billion sold, aggregated across the fund and its related parallel funds. The filing says the main partnership itself has sold about $1.89 billion of LP interests to 1,476 investors since its first sale on November 5, 2025. Placement agents named include J.P. Morgan Securities, Morgan Stanley Smith Barney, iCapital Markets and Rockefeller Financial.
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This is the largest amount sold on today’s EDGAR feed. The filing is an amendment near the one-year mark of the first sale, so the figure is cumulative, not new money this week. Form D notices are not reviewed by the SEC.
Fortress Net Lease REIT reports $2.39B raised from 9,186 investors in an amended Form D
Form D/A · Rule 506(b) · REIT · Indefinite offering, $2.39B sold · 9,186 investors · New York, NY · First sale June 2023 · Filed Nov 3, 2026
Fortress Net Lease REIT, a New York business trust sponsored by FNLR Management, filed an amended Form D on Tuesday reporting about $2.39 billion sold to 9,186 accredited investors in its continuous Rule 506(b) offering, which began in June 2023. Selling agents listed include Fortress Wealth Solutions, Morgan Stanley Smith Barney, Raymond James, D.A. Davidson and Rockefeller Financial.
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The investor count is what stands out: more than 9,000 accredited investors, which points to wide distribution through wealth platforms. The total is cumulative since 2023. Form D notices are not reviewed by the SEC.
Spotlight
Serval reports $149.2M raised toward a $150M equity round in its first Form D
Form D · Rule 506(b) · Equity · Other technology · $150M offering, $149.2M sold · 15 investors · San Francisco, CA · Incorporated 2024 · Filed Nov 3, 2026
Serval Inc., a San Francisco technology company incorporated in 2024, filed its first Form D on Tuesday reporting $149.2 million sold toward a $150 million equity offering under Rule 506(b). The filing lists 15 investors, a first sale on October 20, no sales commissions or finder's fees, and no non-accredited investors. CEO Jacob Stauch and Alexander McLeod are named as executive officers and directors.
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This is the largest operating-company raise by amount sold on today’s EDGAR feed, and nearly all of the $150M round is already placed. It is the company’s first SEC filing. Form D notices are not reviewed by the SEC, and the filing does not describe the business.
Rgenta Therapeutics reports $41.9M sold toward a $130.1M Series B preferred offering
Form D · Rule 506(b) · Equity and debt · Biotech · $130.1M offering, $41.9M sold · 9 investors · Woburn, MA · Filed Nov 3, 2026
Rgenta Therapeutics, Inc. of Woburn, Massachusetts filed a Form D on Tuesday for a $130.1 million Rule 506(b) offering of Series B-1, Series B-2 and non-voting special preferred stock, including shares issued on conversion of outstanding convertible securities. It reports $41.9 million sold to nine investors since October 19, with no sales commissions. Hualin Simon Xi, who signed as CEO, is listed as an executive officer and director.
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A $130M maximum clears our $50M threshold, and about a third is reported sold. Part of the amount reflects converted securities rather than new cash. Offering amounts are maximums, and Form D notices are not reviewed by the SEC.
First-time filer House Fund Breakout XII Alpha reports a fully sold $52.1M venture fund
Form D · Rule 506(b), 3(c)(7) · Venture capital fund · $52.1M offering, $52.1M sold · 2 investors · Berkeley, CA · Formed 2026 · Filed Nov 3, 2026
House Fund Breakout XII Alpha, L.P., a Berkeley, California venture fund formed this year, filed its first Form D on Tuesday reporting its $52.05 million offering fully sold to two investors under Rule 506(b). The first sale was on August 14, and no sales commissions are listed. Jeremy Fiance is named as managing member of the general partner, which is entitled to a management fee.
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A fully subscribed $52M venture vehicle clears our $50M threshold, though only two investors are counted, which suggests a concentrated LP base. It relies on the 3(c)(7) exclusion. Form D notices are not reviewed by the SEC.
Recent Annual Reports (Form C-AR)
Making Fun, Inc.
Filed 2026-10-30 · FY 2026 · StartEngine Capital, LLC
- Revenue
- $1.15M
- Net income
- -$185.6K
- Total assets
- $190.4K
- Employees
- 0
Making Fun, Inc. filed its annual report reporting revenue of $1.1M (-21% vs $1.5M the prior year) and a net loss of $185.6K for fiscal year 2026, with $190.4K in total assets and 0 employees.
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KRONOS ADVANCED TECHNOLOGIES INC
Filed 2026-10-29 · FY 2026 · TruCrowd
- Revenue
- $9.5K
- Net income
- -$5.87M
- Total assets
- $8.48M
- Employees
- 2
KRONOS ADVANCED TECHNOLOGIES INC filed its annual report reporting revenue of $9.5K (-24% vs $12.4K the prior year) and a net loss of $5.9M for fiscal year 2026, with $8.5M in total assets and 2 employees.
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STEPR, Inc.
Filed 2026-10-29 · FY 2026 · DEALMAKER SECURITIES LLC
- Revenue
- $16.12M
- Net income
- $192.9K
- Total assets
- $3.93M
- Employees
- 7
STEPR, Inc. filed its annual report reporting revenue of $16.1M (+18% vs $13.7M the prior year) and net income of $192.9K for fiscal year 2026, with $3.9M in total assets and 7 employees.
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Taste of Nature, Inc.
Filed 2026-10-29 · FY 2025 · PicMii Crowdfunding LLC
- Revenue
- $32.7M
- Net income
- $369.1K
- Total assets
- $13.54M
- Employees
- 38
Taste of Nature, Inc. filed its annual report reporting revenue of $32.7M (-3% vs $33.6M the prior year) and net income of $369.1K for fiscal year 2025, with $13.5M in total assets and 38 employees.
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KRONOS ADVANCED TECHNOLOGIES INC
Filed 2026-10-29 · FY 2025 · TruCrowd
- Revenue
- $12.4K
- Net income
- -$183.9K
- Total assets
- $2.38M
- Employees
- 2
KRONOS ADVANCED TECHNOLOGIES INC filed its amended annual report reporting revenue of $12.4K (-41% vs $21.1K the prior year) and a net loss of $183.9K for fiscal year 2025, with $2.4M in total assets and 2 employees.
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Data generated: 2026-11-03T22:06:02Z