Tagged: investment advisors

March 28, 2024 @ 3:01 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) has amended existing rules to require internet investment advisers to register with the Commission. According to the SEC’s Fact Sheet, the amendments will: Require an adviser that relies upon the internet adviser exemption to provide investment advice to all… Read More

September 12, 2023 @ 4:45 pm By Tony Zerucha  |  

UPTIQ, a provider of holistic wealth management solutions for the financial services industry, this week welcomed Focus Financial Partners to its client roster. Focus Financial Partners is a partnership of independent, fiduciary wealth management firms. Utilizing UPTIQ’s artificial intelligence-enabled technology, Focus will expand its ability… Read More

July 4, 2023 @ 5:23 am By Omar Faridi  |  

Fidelity Investments 2023 M&A Valuation & Deal Structure Survey “revealed a 237% increase in registered investment advisor (RIA) M&A deals, with 492 reported transactions, up from 146 for the 2017- 2019 study period.” The survey, which examines trends and buyer perceptions “related to RIA M&A… Read More

April 15, 2023 @ 11:13 am By Omar Faridi  |  

CAIS, the alternative investment platform for independent financial advisors, continues to see an increase in demand for customized white label funds among independent broker-dealers (IBDs) and registered investment advisors (RIAs) “seeking alternative asset allocations on behalf of their clients.” CAIS’ white label fund solutions–Custom Funds–”allows… Read More

September 4, 2022 @ 10:56 pm By Omar Faridi  |  

Bosonic, a decentralized Financial Market Infrastructure (dFMI) business, announces that Onramp Invest, a crypto management solution providing access to crypto assets for registered investment advisors, will join the Bosonic Network™. This latest addition to Bosonic’s growing institutional client base “supports the Wealth segment, providing safety… Read More

July 22, 2020 @ 9:24 am By Samantha Hurst  |  

Blockchange announced on Tuesday the launch of BITRIA, a digital asset management platform for registered investment advisors. According to Blockchange, the platform allows RIAs to diversify their clients’ portfolios into digital assets for improved returns and risk mitigation, using similar processes to those used for… Read More