Tagged: jobs act

SEC Chairman “Crowdfunding Coming Soon”

SEC Chairman Elisse Walter states crowdfunding coming soon in a speech titled  Making the Markets Safe for Informed Risk-Taking.   As part of the SEC Speaks series of presentations the comment was just a portion of the speech which you may view in its entirety here. Companies… Read More

Advocates urge SEC to propose crowdfunding rules

About a dozen crowdfunding and venture capital representatives and small-business advocates last Tuesday urged Securities and Exchange Commission Chairman Elisse Walter to propose rules for crowdfunding.  A type of financing that lets small investors buy equity or debt in startups over the Internet, crowd funding… Read More

Promise, peril seen for crowdfunding investors

Crowd funding is widely seen as a revolutionary idea. A 2012 federal law known as the JOBS Act opens the door to allowing small, privately owned businesses to market ownership stakes in their ventures to people over the Internet. Companies will be able to sell… Read More

Delayed Crowdfunding Rules a Top Priority for SEC

The Securities and Exchange Commission is working to propose rules “as soon as possible” on crowdfunding that would allow small companies to raise up to $1 million in funds from investors over the Internet, but the rules will likely include new types of investor limits… Read More

Will Twitter file a secret IPO?

Twitter is expected to file for an initial public offering in late 2013 or early 2014. That much is widely known. Less attention has been paid to whether Twitter will make a normal IPO filing or if, as new rules allow, the company will try to go public… Read More

Crowdfunding Stakeholders Leave DC Optimistic, Wanting Action

According to sources in the crowdfunding industry who were present for yesterday’s meetings in Washington, there is reason for cautious optimism in regards to Title III implementation. The message from the industry was clear; We’ve examined the problem domain and we’re ready to go, but… Read More

Advocates Push SEC To Propose Crowdfunding Rules

About a dozen crowd funding and venture capital representatives and small-business advocates on Tuesday urged Securities and Exchange Commission Chairman Elisse Walter to propose rules for crowd funding. A type of financing that lets small investors buy equity or debt in startups over the Internet,… Read More

Will the SEC Kill Crowdfunding?

Crowdfunding has the potential to provide new funding options for small businesses and stimulate job growth, and yet the S.E.C. has stalled on crowdfunding Rulings. Other countries are off and running with equity crowdfunding, such as the United Kingdom, Australia, Sweden, Norway and Finland. Why… Read More

Security Attorney Posts Comment at SEC Urging Movement on Crowdfunding

There was an interesting submission for comments regarding crowdfunding with the SEC.  This was posted by a Securities Attorney, Paul W. Richter.  He specifically mentions microcap finance and urges the SEC to “stop it’s delaying tactics”.  The entire missive is posted below: Subject: File No…. Read More

Startups waiting permission to crowdfund for new investors

Startup businesses in upstate New York, a region that sometimes struggles to attract big investors, are anxiously awaiting permission to begin soliciting funding from a new type of investor. The Jumpstart our Business Start-up – or JOBS – Act, passed last year by Congress, allows… Read More

Daniel Gorfine from Milken Interviewed on Fox Business About Crowdfunding (Video)

  Watch the latest video at video.foxbusiness.com   Daniel Gorfine, Director, Financial Markets Policy and Legal Council at the Milken Institute, was interviewed yesterday on Fox Business regarding the Jobs Act and crowdfunding.  If you have 6 minutes the interview is worth watching.  Gorfine and… Read More

SeedInvest Launches, Tackles Equity Crowdfunding with a Social Focus

SeedInvest co-founders Ryan Feit and James Han always knew they wanted to start a business, even as they both found themselves working in New York private equity firms. That entrepreneurial drive took them back to Wharton to pursue their MBAs. While at Wharton, Feit read… Read More

Crowdfunding: Launch of Accredited Investor Markets (AIMkts), an Educational Resource for Accredited Investors

Accredited Investor Markets, a free, educational website, announced its February 5th beta launch today. AIMkts features articles, deal platforms, and other resources related to investing in private equity, venture capital, hedge funds, tangible assets, and pre-IPO shares. Additionally, AIMkts features fundamentals for accredited investors in… Read More

New FAQs on Broker-Dealer Registration Exemption

On February 5, 2013, the SEC released FAQs regarding Section 201 of the JOBS Act, which offers a new limited exemption from broker-dealer registration. In addition to directing the SEC to adopt rules lifting the ban on general solicitation in Rule 506 offerings to only accredited investors (provided… Read More

The Risks and Rewards of Crowdfunding

Crowdfunding is a promising way for startups to raise money from small investors, but there are a number of issues you need to be aware of before you take the plunge. Last year’s JOBS (Jumpstart Our Business Startups) Act promises to make it easier to… Read More

Crowdfunding awaits key rules from SEC

Congress created equity crowdfunding, but the Securities and Exchange Commission holds the infant industry’s life in its hands. The Jumpstart Our Business Startups Act, passed almost a year ago, will let privately held companies sell up to $1 million a year in unregistered stock to mom-and-pop… Read More

Crowdfunding’s Chicken & Egg Dilemma

The SEC has a mandate to protect investors while facilitating access to capital. The crowdfunding industry has a mandate to facilitate access to capital while protecting investors. In theory, the goals of the SEC and the crowdfunding industry align. Industry participants know that there will… Read More

Entrepreneurs’ regulatory concerns start (but don’t end) with crowdfunding rules

Entrepreneurs and their young businesses have the potential to accelerate the national economic recovery this year, but only if they get a little help from federal regulators, according to a number of start-up founders, investors and researchers who spoke at a policy event on Tuesday… Read More

Who Needs Wall Street? Private Issues Rise to $1.16 Trillion

A tectonic shift is under way in how companies raise money—and it will have a profound impact on U.S. investors and markets. According to the Securities and Exchange Commission’s most recent estimates, businesses have been raising more funds through private transactions than through debt and… Read More

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