Tagged: compliance

June 3, 2023 @ 9:49 am By Omar Faridi  |  

Red Flag Alert are the UK’s provider of business data intelligence and analytics to predict growth, global compliance risk and insolvency, based in Manchester. The company have “announced £ 4.5 million in funding from Foresight and Uncapped.” The company, based in Manchester, where it “employs… Read More

June 1, 2023 @ 8:52 am By Omar Faridi  |  

Socure, the provider of digital identity verification and fraud solutions, announced today that its Socure ID+ platform has been added to the State Risk and Authorization Management Program’s (StateRAMP) Progressing Product List after illustrating the core regulatory and industry-defined requirements for StateRAMP compliance. Socure is… Read More

May 27, 2023 @ 5:27 am By Omar Faridi  |  

FloQast, a provider of accounting workflow automation software created by accountants for accountants, announced the launch of FloQast Compliance Management, an advanced workflow solution that “helps finance, accounting, and internal audit teams centrally manage and integrate compliance into business processes for continuous audit readiness and… Read More

May 25, 2023 @ 8:32 pm By Omar Faridi  |  

As part of Kraken’s commitment to client security, they have reportedly completed and passed an independent auditor’s examination over internal controls as defined by the American Institute of Certified Public Accountants (AICPA) SOC 2, Type I compliance standard. Kraken has shared details “about this process… Read More

May 23, 2023 @ 5:30 pm By Omar Faridi  |  

The Securities Commission Malaysia (SC) has taken action against Huobi Global Limited, and its Chief Executive Officer Leon Li for “operating a digital asset exchange (DAX) in Malaysia without registration.” Accordingly, the SC has “issued a public reprimand against Huobi Global Limited, and Leon Li… Read More

May 17, 2023 @ 8:20 am By Omar Faridi  |  

Stearns Bank N.A. has partnered with Sardine, a provider of risk management and compliance solutions, to enhance Stearns Bank’s fintech program. This collaboration marks a “first-of-its-kind” approach in community banking “to provide an all-in-one risk management and compliance platform for sponsored programs to address evolving… Read More

May 16, 2023 @ 12:14 am By Omar Faridi  |  

Hyphe, the digital asset liquidity provider for financial institutions, has received a certificate of compliance to ISO 27001 Information Security Management by internationally-recognized certification body, BSI Group. The certification “reinforces Hyphe’s commitment to the highest security standards ahead of Europe’s new Markets in Crypto Assets… Read More

May 15, 2023 @ 8:01 am By Omar Faridi  |  

Orion Advisor Solutions, the provider of transformative wealthtech solutions designed to power advisors and win for investors, went live with a ChatGPT-3.5 series integration with Redtail Speak, the compliant, real-time communication platform for financial advisors offered through Redtail Technology. First mentioned in February at Orion’s… Read More

May 12, 2023 @ 5:14 pm By Omar Faridi  |  

Swissquote, which claims to be among Switzerland’s leading online banks, has chosen NetGuardians in order “to enhance fraud mitigation and comply with the AML requirements.” The NetGuardians AI-based financial crime solutions will “monitor all transactions at the bank and on the digital finance app ‘Yuh’,… Read More

May 9, 2023 @ 9:56 pm By Omar Faridi  |  

Uppsala Security, a provider of award-winning security tools and services for Crypto AML/CTF, Transaction Risk Management, Regulatory Compliance and Transaction Tracking has announced a partnership with CODE, a South Korean-based virtual asset service provider (VASP) compliance solution. As part of this partnership, CODE has “launched… Read More

May 8, 2023 @ 9:11 am By Omar Faridi  |  

Fireblocks, which claims to be among the “highest-valued” digital asset security infrastructure platforms, recently announced the launch of its Fireblocks Compliance Solutions Suite in order “to streamline and simplify how institutions meet digital asset regulatory requirements and stay ahead of industry threats.” With the industry… Read More

May 3, 2023 @ 10:06 pm By Omar Faridi  |  

CYTRIO, a next-generation data privacy compliance company, introduced a comprehensive data privacy UX platform that includes consent and preference management, do not sell my information, Data Subject Access Request (DSAR) management, and policy templates in one data privacy compliance platform. Businesses of all sizes “can… Read More

April 25, 2023 @ 3:27 pm By Omar Faridi  |  

Aegis Trust, which claims to be one of the select few digital asset qualified custodians in the U.S. offering client-centric technology infrastructure and regulatory-compliant solutions, announced that Anthony Botticella has been “appointed as the new President of the company, as well as its global custodian… Read More

April 20, 2023 @ 10:29 pm By Omar Faridi  |  

Regulatory technology firm, Kaizen Reporting announced that it has acquired Red Deer, a provider of integrated compliance solutions for surveillance and research workflows. Red Deer’s proprietary technology platform “provides surveillance and research tools that help middle office and compliance teams at banks, asset management and… Read More

April 17, 2023 @ 10:19 pm By Omar Faridi  |  

ForwardAI, a fintech providing aggregated access to accounting and business data and analysis, announces that it has successfully completed its Service Organization Control (SOC) 2 Type II certification. The SOC 2 Type II audit, “completed by Sensiba San Filippo LLP, further validates ForwardAI’s commitment to… Read More

April 12, 2023 @ 6:16 pm By Omar Faridi  |  

BitMEX, which claims to be one of the world’s most trusted crypto trading platforms for professional and institutional traders, has joined the Travel Rule Universal Solution Technology (TRUST), which is described as an industry-driven Travel Rule compliance solution for global virtual asset service providers (VASPs)…. Read More

April 9, 2023 @ 9:21 am By Omar Faridi  |  

CardX, a Stax company and the surcharging compliance platform, has launched Mastercard Click to Pay on Lightbox, CardX’s online payment form, “to expand the product’s reach.” With this partnership, Click to Pay is now “available for all existing and new card-not-present merchants on CardX’s platform.”… Read More

April 8, 2023 @ 4:56 pm By Omar Faridi  |  

Várri Consultancy, an independent management consulting boutique specialising in strategy, risk and governance advisory, is pleased to announce it has signed an agreement with Clausematch, a technology company developing solutions for regulatory compliance. This is reportedly “the first collaboration with a business in the Middle… Read More

April 8, 2023 @ 4:52 pm By Omar Faridi  |  

Confluence Technologies, Inc., a global technology solutions provider helping the investment management industry solve analytics, compliance and regulatory needs,  announces the completion of Old Mutual Multi-Managers’ conversion “to its cloud-based Revolution Performance solution, gaining greater operational efficiency and ease of use in performance and attribution… Read More

April 2, 2023 @ 10:44 am By Omar Faridi  |  

Pidgin, a secure, real-time payments platform built for the future of payments, has partnered with Effectiv, a fraud-fighting and compliance automation platform “to help financial institutions monitor transactions to detect and prevent payments fraud in real time.” Through the partnership, financial institutions using Pidgin’s faster… Read More