Tagged: compliance

May 15, 2023 @ 8:01 am By Omar Faridi  |  

Orion Advisor Solutions, the provider of transformative wealthtech solutions designed to power advisors and win for investors, went live with a ChatGPT-3.5 series integration with Redtail Speak, the compliant, real-time communication platform for financial advisors offered through Redtail Technology. First mentioned in February at Orion’s… Read More

May 12, 2023 @ 5:14 pm By Omar Faridi  |  

Swissquote, which claims to be among Switzerland’s leading online banks, has chosen NetGuardians in order “to enhance fraud mitigation and comply with the AML requirements.” The NetGuardians AI-based financial crime solutions will “monitor all transactions at the bank and on the digital finance app ‘Yuh’,… Read More

May 9, 2023 @ 9:56 pm By Omar Faridi  |  

Uppsala Security, a provider of award-winning security tools and services for Crypto AML/CTF, Transaction Risk Management, Regulatory Compliance and Transaction Tracking has announced a partnership with CODE, a South Korean-based virtual asset service provider (VASP) compliance solution. As part of this partnership, CODE has “launched… Read More

May 8, 2023 @ 9:11 am By Omar Faridi  |  

Fireblocks, which claims to be among the “highest-valued” digital asset security infrastructure platforms, recently announced the launch of its Fireblocks Compliance Solutions Suite in order “to streamline and simplify how institutions meet digital asset regulatory requirements and stay ahead of industry threats.” With the industry… Read More

May 3, 2023 @ 10:06 pm By Omar Faridi  |  

CYTRIO, a next-generation data privacy compliance company, introduced a comprehensive data privacy UX platform that includes consent and preference management, do not sell my information, Data Subject Access Request (DSAR) management, and policy templates in one data privacy compliance platform. Businesses of all sizes “can… Read More

April 25, 2023 @ 3:27 pm By Omar Faridi  |  

Aegis Trust, which claims to be one of the select few digital asset qualified custodians in the U.S. offering client-centric technology infrastructure and regulatory-compliant solutions, announced that Anthony Botticella has been “appointed as the new President of the company, as well as its global custodian… Read More

April 20, 2023 @ 10:29 pm By Omar Faridi  |  

Regulatory technology firm, Kaizen Reporting announced that it has acquired Red Deer, a provider of integrated compliance solutions for surveillance and research workflows. Red Deer’s proprietary technology platform “provides surveillance and research tools that help middle office and compliance teams at banks, asset management and… Read More

April 17, 2023 @ 10:19 pm By Omar Faridi  |  

ForwardAI, a fintech providing aggregated access to accounting and business data and analysis, announces that it has successfully completed its Service Organization Control (SOC) 2 Type II certification. The SOC 2 Type II audit, “completed by Sensiba San Filippo LLP, further validates ForwardAI’s commitment to… Read More

April 12, 2023 @ 6:16 pm By Omar Faridi  |  

BitMEX, which claims to be one of the world’s most trusted crypto trading platforms for professional and institutional traders, has joined the Travel Rule Universal Solution Technology (TRUST), which is described as an industry-driven Travel Rule compliance solution for global virtual asset service providers (VASPs)…. Read More

April 9, 2023 @ 9:21 am By Omar Faridi  |  

CardX, a Stax company and the surcharging compliance platform, has launched Mastercard Click to Pay on Lightbox, CardX’s online payment form, “to expand the product’s reach.” With this partnership, Click to Pay is now “available for all existing and new card-not-present merchants on CardX’s platform.”… Read More

April 8, 2023 @ 4:56 pm By Omar Faridi  |  

Várri Consultancy, an independent management consulting boutique specialising in strategy, risk and governance advisory, is pleased to announce it has signed an agreement with Clausematch, a technology company developing solutions for regulatory compliance. This is reportedly “the first collaboration with a business in the Middle… Read More

April 8, 2023 @ 4:52 pm By Omar Faridi  |  

Confluence Technologies, Inc., a global technology solutions provider helping the investment management industry solve analytics, compliance and regulatory needs,  announces the completion of Old Mutual Multi-Managers’ conversion “to its cloud-based Revolution Performance solution, gaining greater operational efficiency and ease of use in performance and attribution… Read More

April 2, 2023 @ 10:44 am By Omar Faridi  |  

Pidgin, a secure, real-time payments platform built for the future of payments, has partnered with Effectiv, a fraud-fighting and compliance automation platform “to help financial institutions monitor transactions to detect and prevent payments fraud in real time.” Through the partnership, financial institutions using Pidgin’s faster… Read More

April 1, 2023 @ 12:37 pm By Omar Faridi  |  

Cross River Bank, a technology infrastructure provider that offers embedded financial solutions, today announced a partnership with FinClusive, a global Compliance-as-a-Service (CaaS) infrastructure provider for financial services, “to provide account and payment services to advance secure and compliant access to the financially underserved.” Gilles Gade,… Read More

March 30, 2023 @ 9:51 pm By Omar Faridi  |  

Treasury Prime, an embedded banking software platform, announced a partnership with Cable, an all-in-one financial crime compliance effectiveness testing platform, “to enhance compliance assurance and testing capabilities for Treasury Prime customers.” Through this partnership with Cable, companies and banks working with Treasury Prime “can access… Read More

March 27, 2023 @ 3:23 pm By Omar Faridi  |  

Crypto appears to have chosen an unlikely supporter in its ongoing struggle against oversight by the US Securities and Exchange Commission: an ex- Coinbase worker who was convicted of allegedly engaging in insider trading. This, according to a recent report by the WSJ. Ishan Wahi,… Read More

March 21, 2023 @ 9:13 pm By Omar Faridi  |  

There’s new regulation requiring individuals using digital payment apps to report their earnings – over $600 – directly to the IRS. This change significantly impacts business owners, side hustlers, and gig economy workers. These individuals must file Form 1099-K, creating an extra step during tax… Read More

March 21, 2023 @ 2:18 pm By Omar Faridi  |  

Clausematch, a technology company developing solutions for regulatory compliance, is pleased to announce today it has gone live with LMG, Australasia’s “biggest” loan aggregator. Over the last 2-3 years, the industry “has experienced substantial regulatory change.” The complexity in “managing regulations, policies, controls and internal… Read More

March 20, 2023 @ 7:19 pm By Omar Faridi  |  

RockX, a blockchain node network headquartered in Singapore, announces the launch of Bedrock — the world’s first AML and KYC compliant, institutional-grade Ethereum liquid staking platform to have gone live to the public. Bedrock is described as “a non-custodial, on-chain and independent liquid staking solution… Read More

March 14, 2023 @ 10:53 pm By Omar Faridi  |  

Zad is reportedly the “first-of-its-kind digital investment platform launched in Kuwait by Securities House, “offering end-users access to trade over 4,000 stocks and ETFs in full compliance with Islamic Shariah principles.” As noted in a blog post, Zad is “the brainchild of the fintech Securities… Read More