On Mary Schapiro’s Legacy
I look forward to talking tomorrow. I have 2 worries – one is that if these guys (CFA, et al) feel this strongly, it seems like we should give them a comment period. Its not really asking for much… The other is that I don’t want… Read More
Read more in: Featured Headlines, Politics, Legal & Regulation | Tagged elisse walter, general solicitation, jobs act, mary schapiro, reg d, rule 506, sec