Tagged: acsec

Advisory Committee on Small & Emerging Companies Submits Recommendations to SEC

The Advisory Committee on Small & Emerging Companies (ACSEC) convened today (September 23, 2015), submitting their recommendations on three different areas regarding securities regulations. The three items include: Modernizing Rule 147 under the Securities Act of 1933 (impacting intrastate investment crowdfunding) Expanding Simplified Disclosures for Smaller… Read More

SEC Posts Agenda for Advisory Committee on Small & Emerging Companies

The SEC has published the agenda for the forthcoming meeting of its Advisory Committee on Small and Emerging Companies (ACSEC). According to the SEC, the group will focus on adopting recommendations related to intrastate crowdfunding, the treatment of so-called “finders” that assist companies in capital raising… Read More

SEC Advisory Committee on SMEs to Meet on September 23rd

The SEC Advisory Committee on Small and Emerging Companies (ACSEC) will be holding its next meeting at the SEC headquarters on Wednesday, September 23rd.  The meeting will commence at 9:30AM and is open to the general public.  The SEC will live-stream the event on the… Read More

Advisory Committee on Small & Emerging Companies Schedule Call on Treatment of “Finders”

The SEC Advisory Committee on Small and Emerging Companies (ACSEC) has scheduled a call for July 15th at 1PM ET to discuss the issue of “finders”.  This references the regulatory treatment of individuals who connect investors with companies seeking capital. The rules regarding finders remain… Read More

SEC Advisory Committee Recommends Modernizing Rule 147 To Support Intrastate Crowdfunding

The Securities and Exchange Commission’s (SEC) Advisory Committee on Small and Emerging Companies met in early June to discuss various topics concerning, of course, small businesses. One of the primary topics the Committee addressed was the growing enactment and use of state-based crowdfunding (i.e. “Intrastate… Read More

SEC Schedules Next Meeting of the Advisory Committee on Small & Emerging Companies

The Advisory Committee on Small and Emerging Companies (ACSEC) has scheduled its next gathering to be held at the SEC offices on June 3rd.  The announced agenda lists topics including; public company disclosure effectiveness, intrastate crowdfunding, venture exchanges, and treatment of “finders.” SEC Chair Mary Jo… Read More

SEC Investor Advisory Committee Scheduled to Meet in April. Will Review Recommendations of SME Committee

The SEC Investor Advisory Committee (IAC) has scheduled their next gathering at F Street in DC to be held on April 9th.  The group is ostensibly an advocate on behalf of all investors but has a tendency to be more on the side of protection as opposed… Read More

Secondary Trading Developments (Deck)

During the gathering of the SEC Advisory Committee on Small and Emerging Companies (ACSEC) considerable time was spent discussing secondary markets and venture exchanges.  This is an area that has captured the attention of SEC Chair Mary Jo White.  Having the SEC Chair as a… Read More

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