Tagged: advisory committee on small and emerging companies

SEC Committee on Small & Emerging Companies Submits Recommendations on Definition of Accredited Investor

The SEC Advisory Committee on Small and Emerging Companies has voted on, and approved, recommendations on the definition of an accredited investor.  As it stands today the definition is guided by economic parameters: an individual must earn $200,000 per year or have a net worth… Read More

SEC Advisory Committee on Small & Emerging Companies Set to Discuss Venture Exchanges, State Blue Sky Pre-emption

The SEC Advisory Committee on Small and Emerging Companies will meet Wednesday, March 4th beginning at 9:30AM. The meeting is open to the public and is being held at the SEC offices in Washington, DC.  The gathering will also be live-streamed and viewable on the… Read More

Rescheduled: SEC Advisory Committee on Small & Emerging Companies Meeting

The Securities and Exchange Commission has rescheduled the meeting of the Advisory Committee on Small and Emerging Companies to take place on March 4th at 9:30AM.  The meeting was originally scheduled to take place last week but was cancelled due to the winter weather which… Read More

Brief: SEC Postpones Advisory Committee on Small & Emerging Companies Meeting

Due to inclement weather, and the associated closure of Federal Offices in Washington, DC, the Advisory Committee on Small and Emerging Companies has postponed its meeting to a later date.  Originally scheduled to take place today (February 17th), no new meeting date was disclosed. The… Read More

SEC Advisory Committee on Small & Emerging Companies Schedules Next Public Meeting

SEC Chair Mary Jo White re-animated a previously moribund Advisory Committee on SMEs late last year.  These “small” companies are private companies, as well as those publicly traded, with market capitalizations of under $250 million. This initiative was undertaken in recognition of the importance of… Read More

Commissioner Gallagher: “I still do not believe that we need to be spending our time ‘protecting’ millionaires”

Earlier today at the offices of the SEC the Advisory Committee on Small & Emerging Companies held their first meeting in quite some time.  The appointed pro-bono group is convened at the invitation of SEC Chair Mary Jo White. This diverse gathering of professionals is… Read More

SEC Advisory Committee on Small & Emerging Companies to Tackle Accredited Investor Definition

The Securities and Exchange Commission (SEC) has released the agenda for the Advisory Committee on Small and Emerging Companies that is set to meet on December 17th.  This committee has been dormant for quite some time and recently SEC Chair Mary Jo White re-animated the… Read More

SEC Announces Next Meeting of the Advisory Committee on Small and Emerging Companies

The Securities and Exchange Commission today announced that its Advisory Committee on Small and Emerging Companies will hold its next meeting on Wednesday, Dec. 17, beginning at 9:30 a.m. ET.  The committee will focus on the interests and priorities of emerging and smaller public companies…. Read More

CFIRA Co-Chair DJ Paul Appointed to SEC Advisory Committee on Small & Emerging Companies

DJ Paul, CFIRA Co-Chair and CSO of Propellr, has been appointed by SEC Chair Mary Jo White to become a member of the SEC Advisory Committee on Small & Emerging Companies for a term that begins immediately.  The SEC established this committee in 2011 as… Read More

SEC to Renew Advisory Committee on Small and Emerging Companies

The Securities and Exchange Commission today announced the renewal of its Advisory Committee on Small and Emerging Companies, which will continue to focus on interests and priorities of small businesses and smaller public companies.  Issues covered include areas of the JOBS Act applicable to the… Read More

SEC Schedules Public Meeting for Committee on Small and Emerging Companies

The Securities and Exchange Commission has issued a release indicating they will be holding a public meeting for the Advisory Committee on Small and Emerging Companies.   Past meetings of this committee have been relevant to the crowdfunding space and forthcoming regulations which will impact… Read More

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