Tagged: vince molinari

Templum Comments on SEC ICO Enforcement Action: “We are Likely to See Continued Enforcement Actions & Litigation”

On November 16th, the Securities and Exchange Commission (SEC) announced its first enforcement actions against initial coin offerings (ICOs) that did not file for an appropriate securities exemption following the SEC’s DAO report. The SEC settled claims with both Paragon and AirFox with each ICO issuer… Read More

Templum Submits Written Testimony to Senate Banking Committee in Advance of Crypto / Blockchain Hearing

Templum, a regulated alternative trading system (ATS) that is operating in the security token space, has submitted written testimony to the Senate Committee on Banking, Housing, and Urban Affairs. The document arrives just in advance of the widely anticipated Senate Hearing that will see Dr…. Read More

Security Token Launch Event: What’s Going on with Blockchain & Securities

Last week, the Security Token Academy held its second annual STO focused event in Manhattan. This year, attendance at the Security Token Industry Launch event increased dramatically as more financial services players are viewing securities on blockchain as a likely path for the future of… Read More

President Trump: It’s High Time for a few More Tweets to SEC Chairman Jay Clayton

President Trump:  It’s High Time for a few More Tweets to SEC Chairman Jay Clayton Any good litigator can tell you that the difference between success and failure is often the ability to ask the right questions – at the right times – and asking… Read More

Templum to Congress on Fintech & Digital Assets: “It is critical for regulators to foster innovation without stifling it through unclear regulations”

Earlier this week, the Subcommittee on Monetary Policy, part of the House Financial Services Committee, held a hearing on the future of money that addressed the rise in prominence of cryptocurrency. While some members of Congress remain supportive of crypto and Fintech in general, others… Read More

Templum will Add CUSIPs to Tokenized Securities Traded on ATS

Just like stocks traded on all public exchanges, Templum Markets will be adding CUSIPs to its blockchain based securities that will be listed on the secondary marketplace. Templum is one of a few Fintechs that has a license to operate as a regulated Alternative Trading… Read More

Optimism for Digital Assets Shines at Security Token Summit

Security tokens are the future of investments, so it appears. The speculation fueled initial coin offering (ICO) industry is quickly morphing into a legitimate sector of finance as securities on blockchain seem poised to become the norm. At the first Security Token Summit held in… Read More

Templum Acquires Broker Dealer with ATS in Move to Trade Digital Assets

Templum, Inc., Fintech company focused on the trading of digital assets, has obtained the necessary regulatory approval to purchase Liquid M Capital.  The broker dealer and Alternative Trading System (ATS) will now operate as Templum Markets, LLC, a wholly owned subsidiary of Templum.  The company… Read More

Liquid M Capital Tells House Committee: We Believe it is Critical for Regulators to Foster the Value of Innovation in Fintech Without Stifling it Through Unclear Regulations

Last week, during a meeting of the House Financial Services Committee, subcommittee on Capital Markets, Securities, and Investment, Members of the Committee peppered cryptocurrency / initial coin offering experts with questions regarding the emerging method of online capital formation. While the overall tenor of the discussion… Read More

Should there be a Remediation Program for ICOs that Did Not File the Proper Securities Exemption ?

The Securities and Exchange Commission has messaged strongly their intent to enforce the need for Initial Coin Offerings to file for the appropriate exemption.  Yes. there is the ongoing debate as to when a digital token becomes a security but fairly recently Securities and Exchange… Read More

SEC Advisory Committee on Small & Emerging Companies Set to Discuss Venture Exchanges, State Blue Sky Pre-emption

The SEC Advisory Committee on Small and Emerging Companies will meet Wednesday, March 4th beginning at 9:30AM. The meeting is open to the public and is being held at the SEC offices in Washington, DC.  The gathering will also be live-streamed and viewable on the… Read More

GATE Global Impact, Leverage PR Work to Promote Impact Investing

Regulatory compliant marketplace company GATE Global Impact, which provides market infrastructure for the impact investing industry, formally announced the hiring of Leverage PR  to serve as its national agency of record. The New York City-based company provides investors information and metrics to transact, settle and clear… Read More

GATE Global Impact Works to bring Internet to Developing Countries

GATE Global Impact (GGI), an electronic regulatory-compliant marketplace that provides market infrastructure for public and private investments, has partnered with Indigo Group to provide high-speed internet to the parts of the developing world.  The project titled,  “ImpactWIFI“,  will bring the internet to rural areas in Africa to increase… Read More

Gate Technologies CEO Vincent Molinari Selected as a Keynote Speaker at Investing Symposium

Gate Technologies announced CEO, Vincent Molinari, has been selected as a keynote speaker at The Soho Loft Innovative Investing Symposium or IIS 2013. The event will debut at the Thomson Reuters PartnerConnect East Conference on April 3-5, Seaport Hotel and World Trade Center in Boston,… Read More

Crowdfunding Industry Leaders Take To Washington To Speed Adoption

After today’s press conference at the National Press Club one thing is clear. Crowdfunding industry stakeholders want movement toward implementation of the JOBS Act and they want it soon. SoMoLend CEO Candace Klein spoke to a concern that tumult in the SEC’s leadership could delay… Read More

“The State of Equity-Based Crowdfunding” Brings Thought Leaders Together In Washington

Photo courtesy jamescridland on Flickr

MEDIA ADVISORY: The State of Equity-Based Crowdfunding…Primed, Capitalized and Waiting on the SEC Members of the Media are Invited to Attend a Press Conference at the National Press Club on February 19th Prior to Briefings at Capitol Hill, The White House, and the SEC Washington,… Read More

Send this to a friend