Tagged: sec

August 24, 2026 @ 12:26 am By Omar Faridi  |  

Grayscale Investments has taken another significant step toward offering the first US spot exchange-traded fund focused on Zcash, the privacy-oriented cryptocurrency. On August 21, 2026, the firm submitted Amendment No. 5 to its Form S-3 registration statement with the US Securities and Exchange Commission (SEC),… Read More

August 23, 2026 @ 5:49 pm By Tony Zerucha  |  

Why AI will select AI “The sheer number of AI agents is already unmanageable at enterprise scale. Gartner predicted that the average Fortune 500 company will go from less than 15 AI agents in 2025 to more than 150,000 in 2028, while only 13% of… Read More

August 21, 2026 @ 6:43 pm By JD Alois  |  

Earlier this week, the Securities and Exchange Commission (SEC) announced new proposed rules for issuers to raise capital under new exemptions for crypto assets. Regulation Crypto Asset (Reg CA) is widely modeled after two existing securities exemptions, Reg CF and Reg A. Reg A and… Read More

August 20, 2026 @ 7:55 pm By Omar Faridi  |  

Edelman Financial Engines has revealed a substantial allocation to Bitcoin exchange-traded funds that surpasses its investment in Amazon. The firm, one of the largest independent registered investment advisors in the United States, disclosed the details through a recent regulatory filing covering the second quarter of… Read More

August 20, 2026 @ 9:01 am By JD Alois  |  

Last week, the Securities and Exchange Commission (SEC) revealed an enforcement action against Netcapital (NASDAQ:NCPL). The allegations included the actions of several employees and related individuals that may have created phantom revenue for the company. The complaint alleges that the defendants pursued a fraudulent scheme… Read More

August 19, 2026 @ 1:50 pm By JD Alois  |  

In March of 2026, the 45th Annual Small Business Forum took place at the Securities and Exchange Commission. The report on the proceedings was published last month. Participating individusals were asked top submit recommendations in advance and during the event, with a vote following to… Read More

August 19, 2026 @ 9:16 am By JD Alois  |  

It is a big week in Washington, D.C., for the crypto and prediction market industries. First, the Securities and Exchange Commission announced new rules, Regulation Crypto Assets, to provide a regulated path to issue and trade certain crypto assets. The move was somewhat surprising, as… Read More

August 18, 2026 @ 5:45 pm By JD Alois  |  

The Securities and Exchange Commission (SEC) delivered a bit of a surprise today by proposing new rules for crypto offerings. Regulation Crypto Assets would clarify how securities laws apply to certain digital asset offerings, preempt state authority, and support secondary trading. The Commission had scheduled… Read More

August 18, 2026 @ 10:15 am By JD Alois  |  

The Securities and Exchange Commission has charged an individual and three entities they controlled for selling pre-IPO shares at significant markups that were not disclosed. According to an SEC release, Andrew Spaventa and The Spaventa Group LLC, TSG Capital Advisors LLC, and TSG Alpha Partners… Read More

August 17, 2026 @ 10:55 am By JD Alois  |  

Fireblocks, a blockchain infrastructure firm that safeguards digital assets, has enlisted the assistance of former US SEC Commissioner Elad Roisman. Over the years, Fireblocks has expanded its digital asset services beyond custody to include wallets, stablecoins, trading, tokenization, payments, and more. The company works with… Read More

August 17, 2026 @ 10:36 am By JD Alois  |  

The Crowdfunding Professional Association (CfPA) has posted an annual report on best practices for online capital formation under Regulation CF (Reg CF), specifically addressing Form C-AR. Reg CF is a securities exemption that allows issuers to raise up to $5 million in an online solicitation… Read More

August 17, 2026 @ 9:22 am By Omar Faridi  |  

Bitcoin trading activity has remained subdued through the later part of summer, but Strategy (NASDAQ:MSTR) President and CEO Phong Le believes the coming autumn months could deliver a notable pickup in market energy. In a recent social media statement, Le outlined a series of regulatory,… Read More

August 15, 2026 @ 10:37 pm By Omar Faridi  |  

Cboe BZX Exchange, which is part of Cboe Global Markets (Cboe: CBOE), has submitted a formal request to the US Securities and Exchange Commission (SEC) seeking authorization to list and trade a new series of leveraged exchange-traded funds, including products designed to deliver three times… Read More

August 14, 2026 @ 8:41 am By JD Alois  |  

The Securities and Exchange Commission has postponed today’s open meeting of the Commission, scheduled to address new rules for digital assets, also known as Regulation Crypto Assets. The meeting was apparently canceled because of a scheduling conflict and is expected to be revisited later. The agenda… Read More

August 13, 2026 @ 10:09 am By JD Alois  |  

Tomorrow the Commission will meet ot discuss, and potentially approve, “Regulation Crypto.” An open meeting is scheduled for August 14 at 10 AM ET. According to the agenda, the Securities and Exchange Commission (SEC), Division of Corporation Finance, will present new rules for a bespoke… Read More

August 13, 2026 @ 8:36 am By Omar Faridi  |  

The Securities and Exchange Commission’s (SEC), Division of Investment Management has issued a no-action letter on August 12, 2026, allowing Franklin Templeton’s registered funds to invest in the firm’s own blockchain-based money market fund for cash management purposes. The letter addresses custody arrangements under Section… Read More

August 12, 2026 @ 9:32 pm By JD Alois  |  

Yesterday, the Securities and Exchange Commission, along with the Commodity Futures Trading Commission, filed fraud charges against Goliath Ventures and its founder, Christopher Delgado. The enforcement action alleges that Goliath and its founder created a $425 million crypto Ponzi scam. From at least January 2023… Read More

August 12, 2026 @ 12:57 pm By Omar Faridi  |  

Federal market regulatory authorities in the US including the SEC and CFTC have escalated their response to a major alleged cryptocurrency fraud involving Goliath Ventures Inc. and its founder. On August 11, 2026, the Securities and Exchange Commission filed civil charges in the U.S. District… Read More

August 11, 2026 @ 12:30 pm By JD Alois  |  

Netcapital (NASDAQ:NCL), an early entrant in the securities crowdfunding sector, has been charged with fraud. According to a report by Reuters, the Securities and Exchange ​Commission has filed charges in Boston Federal Court alleging that NetCapital improperly recorded $14 million in revenue from consulting by… Read More

August 10, 2026 @ 5:31 pm By JD Alois  |  

The Securities and Exchange Commission has filed fraud charges against investment adviser Adit Ventures Management, its CEO Eric Munson, and affiliated general partners. According to a public statement, the defendants used false claims to persuade investors to contribute money to Adit-managed funds, falsely claiming that… Read More