Filing volume digest
Tuesday, Nov 3, 2026 (full day, per the EDGAR daily index): Reg D: 144 new Form D and 109 D/A filings. Reg CF: 1 new Form C (Scopify LLC), 2 C/A (Rad Life Mobility, Reiturn) and 1 C-U (HEVO). Reg A: 1 new Form 1-A (Nextchip Inc.), 1 1-A/A (Timeplast), 1 1-A POS (My Racehorse CA), 1 253G2 supplement (Energea Portfolio 5 LATAM) and 1 1-U current report. No C-AR annual reports in the index.
After 5 PM ET Tuesday through about 7 AM Wednesday (EDGAR live feed): 39 more Form D and 35 D/A filings. The biggest figures are AE Industrial Partners BR Fund’s new filing at $851.3M sold to 38 investors and Dawson Portfolio Finance 7’s three amended vehicles at about $6.15B sold combined. Fundomo of Keene, NH filed three new fully sold venture funds totaling $184.7M, Bain Capital Senior Loan Fund updated at $3.32B sold, MAK One Fund at $895.1M, and DST Global XI Access filed two new vehicles, with Goldman Sachs listed for sales compensation on the onshore LLC. On Reg CF, W Motorhome Sales North America filed a C-AR annual report and Hawaiian Ola Brewing filed a C-U progress update. No new Form C or Reg A offerings overnight.
Wednesday morning, about 7:50 to 9:15 AM ET (EDGAR live feed): 1 new Form D and 5 D/A filings, all small or routine. Critical Frontier SPV 4 of Montecito, CA filed a new venture SPV notice (and an amendment) at $7.83M sold to 21 investors, and sister vehicle SPV 3 updated at $6.3M fully sold to 9. NEXROC Group, a serial Form D filer we noted on Monday, amended a $50M filing that reports a single investor. On Reg A, IdentifySensors Biologics filed a 1-K annual report. No new Form C, C-AR or Reg A offerings in this window. Offering amounts are maximums, not money raised.
Spotlight
AE Industrial Partners BR Fund files a new Form D with $851.3M already sold
Form D (new) · Rule 506(b) · Pooled investment fund (private equity) · Indefinite offering, $851.29M sold · 38 investors · First sale Oct 26, 2026 · Harris Williams LLC (sales compensation) · Boca Raton, FL · Filed Nov 3, 2026
AE Industrial Partners BR Fund, LP, a Boca Raton, Florida private equity vehicle formed in 2026, filed its first Form D on Tuesday evening reporting $851.3 million sold to 38 investors on an indefinite Rule 506(b) offering. The first sale is dated October 26, 2026, Harris Williams LLC is listed as a sales-compensation recipient, and Michael Greene and David Rowe are named as executive officers and promoters.
Most new fund notices report little or nothing sold; this one arrived with more than $850 million already placed with a small institutional investor base. Industrials sentiment has been running in line with the broader market, and the private-capital backdrop is mixed, with listed alternative managers such as KKR seeing weaker sentiment over the past month.
Dawson Portfolio Finance 7 updates three vehicles at about $6.15B sold combined
Form D/A (x3) · Rule 506(b) · Pooled investment funds (private equity) · Main fund $4.95B sold to 34 investors; Offshore $949.5M to 23; Co-Invest $250.1M to 3 · Placement: GenCap Global Advisors, PG Capital, GreensLedge Capital Markets, Jasmin Capital · Toronto, ON · Filed Nov 3, 2026
Toronto-based Dawson Partners amended the Form D filings for three Dawson Portfolio Finance 7 vehicles on Tuesday evening, reporting about $6.15 billion sold across them on indefinite Rule 506(b) offerings. The main fund lists $4.95 billion from 34 investors, the offshore fund $949.5 million from 23, and the co-invest vehicle $250.1 million from 3, with first sales dated November 6, 2025 and Yann Robard named as executive officer.
The largest dollar figures in the overnight feed, though these are cumulative amendments a year into the fund’s raise rather than new offerings. Treasury yields fell this morning after the midterm results, which tends to support demand for yield-oriented private strategies.
Fundomo files three new fully sold venture funds totaling $184.7M from Keene, NH
Form D (x3 new) + D/A (x2) · Rule 506(b) · Pooled investment funds (venture capital) · ME-003 $118.49M sold to 19 investors; Morningstar $41.34M to 44; FA-002 $24.85M to 17 · Minimums $2,063 to $12,500 · Keene, NH · Filed Nov 3, 2026
Fundomo, based in Keene, New Hampshire, filed first-time Form Ds for three venture fund vehicles on Tuesday evening, each reporting its full offering sold: Fundomo ME-003 at $118.5 million from 19 investors, Fundomo Morningstar at $41.3 million from 44 and Fundomo FA-002 at $24.8 million from 17. The firm also amended filings for Fundomo Flagship ($381 million sold to 132 investors) and Fundomo Fund II ($87.4 million to 74), with Corey Nobile and Siranush Nobile listed as executive officers on all five.
A cluster of fully sold vehicles with low minimums is unusual for venture funds, which more often report partial closes. Venture appetite is being tested by the Nasdaq-100’s correction and new worries about AI regulation after Democrats won control of Congress.
DVC AI Growth Fund I reaches $68.8M of a $75M Rule 506(c) raise from 86 investors
Form D/A · Rule 506(c) · Pooled investment fund (venture capital) · $75M offering, $68.80M sold · 86 investors · $2,000 minimum · Los Altos, CA · Filed Nov 3, 2026
DVC AI Growth Fund I, LP, a Los Altos, California venture fund, filed an amended Form D on Tuesday reporting $68.8 million sold to 86 investors against a $75 million Rule 506(c) offering, which allows general solicitation to verified accredited investors. The fund lists a $2,000 minimum investment and a first sale in March 2025, with DVC Growth Fund GP, LLC and Marina Davydova named in the filing.
The update lands as AI stocks swing on the midterm results: Nasdaq-100 futures fell as much as 2.4% overnight on fears of tighter AI and data-center regulation before recovering, and sentiment on Nvidia has cooled sharply over the past month even as AMD jumped premarket on its results.
Armada Capital updates its Oklahoma energy raise at $164.1M of $181.2M sold
Form D/A · Rule 506(c) · Energy (other) · Equity · $181.19M offering, $164.09M sold · 15 investors · $150,000 minimum · First sale May 21, 2026 · Oklahoma City, OK · Filed Nov 3, 2026
Armada Capital, LLC, an Oklahoma City energy issuer, filed an amended Form D on Tuesday reporting $164.1 million in equity sold to 15 investors against a $181.2 million Rule 506(c) offering, with a $150,000 minimum and a first sale on May 21, 2026. Hunter Morris, Ryan Hunt, Clay Morris and Sawyer Pooler are listed as executive officers, with Rising Tide Management, LLC named as a director.
Oil remains elevated, with WTI near $96 and Brent near $104 as markets wait on the next step in the Iran war, and energy has been one of the sectors with hotter-than-market sentiment.
Recent Annual Reports (Form C-AR)
W Motorhome Sales North America, Inc.
Filed 2026-11-04 · FY 2025
- Revenue
- $153.4K
- Net income
- -$143.9K
- Total assets
- $1.5M
- Employees
- 3
W Motorhome Sales North America, Inc. filed its annual report reporting revenue of $153.4K and a net loss of $143.9K (vs a $234.2K loss the prior year) for fiscal year 2025, with $1.5M in total assets and 3 employees.
View on EDGAR →
Making Fun, Inc.
Filed 2026-10-30 · FY 2026 · StartEngine Capital, LLC
- Revenue
- $1.15M
- Net income
- -$185.6K
- Total assets
- $190.4K
- Employees
- 0
Making Fun, Inc. filed its annual report reporting revenue of $1.1M (-21% vs $1.5M the prior year) and a net loss of $185.6K for fiscal year 2026, with $190.4K in total assets and 0 employees.
View on EDGAR →
KRONOS ADVANCED TECHNOLOGIES INC
Filed 2026-10-29 · FY 2026 · TruCrowd
- Revenue
- $9.5K
- Net income
- -$5.87M
- Total assets
- $8.48M
- Employees
- 2
KRONOS ADVANCED TECHNOLOGIES INC filed its annual report reporting revenue of $9.5K (-24% vs $12.4K the prior year) and a net loss of $5.9M for fiscal year 2026, with $8.5M in total assets and 2 employees.
View on EDGAR →
STEPR, Inc.
Filed 2026-10-29 · FY 2026 · DEALMAKER SECURITIES LLC
- Revenue
- $16.12M
- Net income
- $192.9K
- Total assets
- $3.93M
- Employees
- 7
STEPR, Inc. filed its annual report reporting revenue of $16.1M (+18% vs $13.7M the prior year) and net income of $192.9K for fiscal year 2026, with $3.9M in total assets and 7 employees.
View on EDGAR →
Taste of Nature, Inc.
Filed 2026-10-29 · FY 2025 · PicMii Crowdfunding LLC
- Revenue
- $32.7M
- Net income
- $369.1K
- Total assets
- $13.54M
- Employees
- 38
Taste of Nature, Inc. filed its annual report reporting revenue of $32.7M (-3% vs $33.6M the prior year) and net income of $369.1K for fiscal year 2025, with $13.5M in total assets and 38 employees.
View on EDGAR →
Data generated: 2026-11-04T14:16:33Z
