Reg A - Form 1-A Filings Beta

Beta. Initial Form 1-A only. Target raise is the stated Amount to be Raised, totaled. Compared with the same dates one year earlier.

YTD: Jan 1, 2026 - Nov 4, 2026 vs Jan 1, 2025 - Nov 4, 2025

Number of Filings134Prior 129 +3.9%

Target Raise, Total$3.45BPrior $3.59B -3.8%

	This YTD	Year prior	Change
Filings	134	129	+3.9%
Target raise	$3.45B	$3.59B	-3.8%

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Source: DisclosureQuest. Initial Form 1-A only.

This display counts initial Form 1-A filings only. It does not represent subsequent filings, including Form 1-A/A amendments or Form 1-A POS post-qualification updates filed by the issuer. Amounts are the stated Amount to be Raised on the initial filing, not capital raised and not amounts revised in later filings.

Metric

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Prior Period

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Filings

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Total Offering Amount

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Filing volume digest

Tuesday, Nov 3, 2026 (full day, per the EDGAR daily index): Reg D: 144 new Form D and 109 D/A filings. Reg CF: 1 new Form C (Scopify LLC), 2 C/A (Rad Life Mobility, Reiturn) and 1 C-U (HEVO). Reg A: 1 new Form 1-A (Nextchip Inc.), 1 1-A/A (Timeplast), 1 1-A POS (My Racehorse CA), 1 253G2 supplement (Energea Portfolio 5 LATAM) and 1 1-U current report. No C-AR annual reports in the index.

After 5 PM ET Tuesday through about 7 AM Wednesday (EDGAR live feed): 39 more Form D and 35 D/A filings. The biggest figures are AE Industrial Partners BR Fund’s new filing at $851.3M sold to 38 investors and Dawson Portfolio Finance 7’s three amended vehicles at about $6.15B sold combined. Fundomo of Keene, NH filed three new fully sold venture funds totaling $184.7M, Bain Capital Senior Loan Fund updated at $3.32B sold, MAK One Fund at $895.1M, and DST Global XI Access filed two new vehicles, with Goldman Sachs listed for sales compensation on the onshore LLC. On Reg CF, W Motorhome Sales North America filed a C-AR annual report and Hawaiian Ola Brewing filed a C-U progress update. No new Form C or Reg A offerings overnight.

Wednesday morning, about 7:50 to 9:15 AM ET (EDGAR live feed): 1 new Form D and 5 D/A filings, all small or routine. Critical Frontier SPV 4 of Montecito, CA filed a new venture SPV notice (and an amendment) at $7.83M sold to 21 investors, and sister vehicle SPV 3 updated at $6.3M fully sold to 9. NEXROC Group, a serial Form D filer we noted on Monday, amended a $50M filing that reports a single investor. On Reg A, IdentifySensors Biologics filed a 1-K annual report. No new Form C, C-AR or Reg A offerings in this window.

Wednesday, about 9:15 to 10:10 AM ET (EDGAR live feed): 8 new Form D and 6 D/A filings. On Reg A, Doroni Aerospace filed a post-qualification amendment to take its DealMaker-run offering to the $75M cap, and Modern Mining Technology filed a 1-A POS. Hedge fund updates led the Form D side by dollars, with Divisar Partners QP at $575.7M sold to 45 investors and EleganTree’s Pinon portfolio at $375.4M; Dimeco, the Honesdale, PA bank holding company, reported a $25M debt raise fully sold to 25 investors. Ephod Securities of Denver filed a new Rule 506(c) notice reporting $100M sold to 10,000 investors with a first sale dated today, figures that are unusual for a first filing. No new Form C or C-AR filings in this window.

Wednesday, about 10:10 to 11:10 AM ET (EDGAR live feed): 6 new Form D and 11 D/A filings, plus one Reg CF amendment. Legora led by far with a Form D for its $550M Series E showing $220.8M sold to 44 investors. Fund updates filled out the rest, with Nuveen-linked NHIT trusts reporting large cumulative totals, Luiro Fund at $325M from a single investor and Roq.ad of Palo Alto at $10.9M of a $14.8M equity raise; Kilmichael Bancorp in Mississippi reported an $8M debt raise fully sold. On Reg CF, Satschel filed a Form C/A for its Series B SAFE offering on Liquidity.io ($1M target, $5M max), noting no investors to date. No new Reg A or C-AR filings in this window. Offering amounts are maximums, not money raised.

Spotlight

Legora files a Form D for its $550M Series E, reporting $220.8M sold so far

Form D · Rule 506(b) · Equity · $550M offering · $220,820,026 sold, $329,179,974 remaining · 44 investors · First sale Oct 20, 2026 · Delaware corporation (2023) · Legal AI software · Filed Nov 4, 2026

Legora, the legal AI company led by CEO Max Junestrand, filed a Form D on Wednesday for a $550 million equity offering under Rule 506(b), matching the Series E it announced on October 21 at an $8.8 billion post-money valuation. The notice reports $220.8 million sold to 44 investors so far, with about $329.2 million still to close, and a first sale dated October 20. It is Legora's fourth Form D since mid-2025.

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Form D figures track what has actually closed, so the gap between the $550M headline and the $220.8M reported sold shows the round is still being funded in tranches. Legora says the new money takes total funding past $1.4B and follows a $5.6B valuation in its prior round about six months ago, a pace that keeps legal AI among the most heavily funded private software categories this year.

Doroni Aerospace moves to lift its DealMaker-run Reg A+ raise to the $75M cap

Form 1-A/A (post-qualification amendment No. 2) · Reg A Tier 2 · Series Seed-3 Preferred at $3.72 · Up to 7,169,101 more shares (incl. 1,194,850 bonus shares), about $27.4M · $75M aggregate including the prior qualified tranche · $1,000.68 minimum plus 3.5% fee · DealMaker Securities · Coral Springs, FL · Filed Nov 4, 2026

Doroni Aerospace, the Coral Springs, Florida developer of the two-seat H1-X personal eVTOL aircraft, filed a post-qualification amendment on Wednesday morning to raise its Regulation A Tier 2 offering to the $75 million annual limit. The amendment adds up to 7,169,101 Series Seed-3 Preferred shares at $3.72, about $27.4 million including bonus shares, after the company reported issuing 14,382,918 of the 16.8 million shares previously qualified as of October 26. DealMaker Securities is the broker-dealer, and the new shares can't be sold until the SEC qualifies the amendment.

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Doroni is pre-revenue, and the filing’s financial summary shows about $13.4M in cash, $14.7M in total assets and a net loss of about $8.5M, with 2 full-time and 5 part-time employees. A company coming back to lift a nearly sold-out Reg A+ round, at a higher price, is one of the clearer demand signals in online capital formation; it lands on a day when risk appetite is strong in public markets after the midterm results.

Spotlight

AE Industrial Partners BR Fund files a new Form D with $851.3M already sold

Form D (new) · Rule 506(b) · Pooled investment fund (private equity) · Indefinite offering, $851.29M sold · 38 investors · First sale Oct 26, 2026 · Harris Williams LLC (sales compensation) · Boca Raton, FL · Filed Nov 3, 2026

AE Industrial Partners BR Fund, LP, a Boca Raton, Florida private equity vehicle formed in 2026, filed its first Form D on Tuesday evening reporting $851.3 million sold to 38 investors on an indefinite Rule 506(b) offering. The first sale is dated October 26, 2026, Harris Williams LLC is listed as a sales-compensation recipient, and Michael Greene and David Rowe are named as executive officers and promoters.

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Most new fund notices report little or nothing sold; this one arrived with more than $850 million already placed with a small institutional investor base. Industrials sentiment has been running in line with the broader market, and the private-capital backdrop is mixed, with listed alternative managers such as KKR seeing weaker sentiment over the past month.

Dawson Portfolio Finance 7 updates three vehicles at about $6.15B sold combined

Form D/A (x3) · Rule 506(b) · Pooled investment funds (private equity) · Main fund $4.95B sold to 34 investors; Offshore $949.5M to 23; Co-Invest $250.1M to 3 · Placement: GenCap Global Advisors, PG Capital, GreensLedge Capital Markets, Jasmin Capital · Toronto, ON · Filed Nov 3, 2026

Toronto-based Dawson Partners amended the Form D filings for three Dawson Portfolio Finance 7 vehicles on Tuesday evening, reporting about $6.15 billion sold across them on indefinite Rule 506(b) offerings. The main fund lists $4.95 billion from 34 investors, the offshore fund $949.5 million from 23, and the co-invest vehicle $250.1 million from 3, with first sales dated November 6, 2025 and Yann Robard named as executive officer.

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The largest dollar figures in the overnight feed, though these are cumulative amendments a year into the fund’s raise rather than new offerings. Treasury yields fell this morning after the midterm results, which tends to support demand for yield-oriented private strategies.

Fundomo files three new fully sold venture funds totaling $184.7M from Keene, NH

Form D (x3 new) + D/A (x2) · Rule 506(b) · Pooled investment funds (venture capital) · ME-003 $118.49M sold to 19 investors; Morningstar $41.34M to 44; FA-002 $24.85M to 17 · Minimums $2,063 to $12,500 · Keene, NH · Filed Nov 3, 2026

Fundomo, based in Keene, New Hampshire, filed first-time Form Ds for three venture fund vehicles on Tuesday evening, each reporting its full offering sold: Fundomo ME-003 at $118.5 million from 19 investors, Fundomo Morningstar at $41.3 million from 44 and Fundomo FA-002 at $24.8 million from 17. The firm also amended filings for Fundomo Flagship ($381 million sold to 132 investors) and Fundomo Fund II ($87.4 million to 74), with Corey Nobile and Siranush Nobile listed as executive officers on all five.

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A cluster of fully sold vehicles with low minimums is unusual for venture funds, which more often report partial closes. Venture appetite is being tested by the Nasdaq-100’s correction and new worries about AI regulation after Democrats won control of Congress.

Recent Annual Reports (Form C-AR)

W Motorhome Sales North America, Inc.

Filed 2026-11-04 · FY 2025

Revenue: $153.4K
Net income: -$143.9K
Total assets: $1.5M
Employees: 3

W Motorhome Sales North America, Inc. filed its annual report reporting revenue of $153.4K and a net loss of $143.9K (vs a $234.2K loss the prior year) for fiscal year 2025, with $1.5M in total assets and 3 employees.

View on EDGAR →

Making Fun, Inc.

Filed 2026-10-30 · FY 2026 · StartEngine Capital, LLC

Revenue: $1.15M
Net income: -$185.6K
Total assets: $190.4K
Employees: 0

Making Fun, Inc. filed its annual report reporting revenue of $1.1M (-21% vs $1.5M the prior year) and a net loss of $185.6K for fiscal year 2026, with $190.4K in total assets and 0 employees.

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KRONOS ADVANCED TECHNOLOGIES INC

Filed 2026-10-29 · FY 2026 · TruCrowd

Revenue: $9.5K
Net income: -$5.87M
Total assets: $8.48M
Employees: 2

KRONOS ADVANCED TECHNOLOGIES INC filed its annual report reporting revenue of $9.5K (-24% vs $12.4K the prior year) and a net loss of $5.9M for fiscal year 2026, with $8.5M in total assets and 2 employees.

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STEPR, Inc.

Filed 2026-10-29 · FY 2026 · DEALMAKER SECURITIES LLC

Revenue: $16.12M
Net income: $192.9K
Total assets: $3.93M
Employees: 7

STEPR, Inc. filed its annual report reporting revenue of $16.1M (+18% vs $13.7M the prior year) and net income of $192.9K for fiscal year 2026, with $3.9M in total assets and 7 employees.

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Taste of Nature, Inc.

Filed 2026-10-29 · FY 2025 · PicMii Crowdfunding LLC

Revenue: $32.7M
Net income: $369.1K
Total assets: $13.54M
Employees: 38

Taste of Nature, Inc. filed its annual report reporting revenue of $32.7M (-3% vs $33.6M the prior year) and net income of $369.1K for fiscal year 2025, with $13.5M in total assets and 38 employees.

View on EDGAR →

Data generated: 2026-11-04T16:13:54Z

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Reg A - Form 1-A Filings Beta

Reg CF Form C Weekly Index